Form 8.5 (EPT/NON-RI) Biffa plc

RNS Number : 3276O

Barclays PLC

09 June 2022

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

BIFFA PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Energy Capital Partners, LLC

principal trader is connected

(d)

Date position held/dealing undertaken:

08 June 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

3,692,835

1.21%

1,549,672

0.51%

(2)

Cash-settled derivatives:

1,345,887

0.44%

3,096,607

1.01%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

5,038,722

1.65%

4,646,279

1.52%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		628,723		4.1301 GBP	4.107 GBP
1p ordinary		Sale		265,360		4.1280 GBP	4.106 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Long		89,363	4.1129 GBP
1p ordinary		SWAP		Decreasing Short		67	4.1119 GBP
1p ordinary		SWAP		Decreasing Short		595	4.1036 GBP
1p ordinary		SWAP		Decreasing Short		1,029	4.1218 GBP
1p ordinary		SWAP		Decreasing Short		6,680	4.1180 GBP
1p ordinary		SWAP		Decreasing Short		16,944	4.1156 GBP
1p ordinary		SWAP		Increasing Long		3,205	4.1213 GBP
1p ordinary		SWAP		Increasing Long		3,516	4.1252 GBP
1p ordinary		SWAP		Increasing Long		4,528	4.1279 GBP
1p ordinary		SWAP		Increasing Long		13,398	4.1284 GBP
1p ordinary		SWAP		Increasing Long		14,738	4.1090 GBP
1p ordinary		SWAP		Increasing Long		24,586	4.1149 GBP
1p ordinary		SWAP		Increasing Long		28,817	4.1006 GBP
1p ordinary		SWAP		Increasing Short		1	4.1125 GBP
1p ordinary		SWAP		Increasing Short		8	4.1186 GBP
1p ordinary		SWAP		Increasing Short		18	4.1100 GBP
1p ordinary		SWAP		Increasing Short		57	4.1211 GBP
1p ordinary		CFD		Increasing Short		487	4.1201 GBP
1p ordinary		CFD		Increasing Short		608	4.1181 GBP
1p ordinary		SWAP		Increasing Short		967	4.1168 GBP
1p ordinary		SWAP		Increasing Short		1,028	4.1215 GBP
1p ordinary		SWAP		Increasing Short		1,935	4.1136 GBP
1p ordinary		SWAP		Increasing Short		2,121	4.1240 GBP
1p ordinary		CFD		Increasing Short		2,423	4.1301 GBP
1p ordinary		SWAP		Increasing Short		3,097	4.1224 GBP
1p ordinary		SWAP		Increasing Short		3,444	4.1274 GBP
1p ordinary		SWAP		Increasing Short		4,874	4.1069 GBP
1p ordinary		SWAP		Increasing Short		5,088	4.1246 GBP
1p ordinary		SWAP		Increasing Short		5,325	4.1115 GBP
1p ordinary		SWAP		Increasing Short		5,369	4.1228 GBP
1p ordinary		SWAP		Increasing Short		5,722	4.1178 GBP
1p ordinary		CFD		Increasing Short		7,274	4.1263 GBP
1p ordinary		SWAP		Increasing Short		7,388	4.1091 GBP
1p ordinary		SWAP		Increasing Short		9,568	4.1121 GBP
1p ordinary		SWAP		Increasing Short		10,102	4.1190 GBP
1p ordinary		CFD		Increasing Short		10,235	4.1184 GBP
1p ordinary		CFD		Increasing Short		16,371	4.1216 GBP
1p ordinary		CFD		Increasing Short		22,622	4.1289 GBP
1p ordinary		SWAP		Increasing Short		48,774	4.1256 GBP
1p ordinary		SWAP		Increasing Short		64,865	4.1280 GBP
1p ordinary		SWAP		Increasing Short		231,342	4.1166 GBP
1p ordinary		SWAP		Opening Long		456	4.1189 GBP
1p ordinary		SWAP		Opening Long		1,462	4.1216 GBP
1p ordinary		SWAP		Opening Long		6,680	4.1180 GBP
1p ordinary		SWAP		Opening Long		8,845	4.1145 GBP
1p ordinary		SWAP		Opening Short		5,393	4.1189 GBP
1p ordinary		SWAP		Opening Short		5,557	4.1220 GBP
1p ordinary		SWAP		Opening Short		17,863	4.1222 GBP
1p ordinary		SWAP		Opening Short		42,716	4.1219 GBP
1p ordinary		SWAP		Opening Short		64,865	4.1280 GBP
1p ordinary		SWAP		Opening Long		409	4.1232 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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