FORM 8.5 (EPT/NON-RI) Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
CAPITAL & COUNTIES PROPERTIES PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
14 June 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
3,726,391 |
0.44% |
5,471,712 |
0.64% |
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(2) |
Cash-settled derivatives: |
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11,246,887 |
1.32% |
2,570,437 |
0.30% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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14,973,278 |
1.76% |
8,042,149 |
0.94% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
25p ordinary |
Purchase |
340,476 |
1.5000 GBP |
1.484 GBP |
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25p ordinary |
Sale |
146,427 |
1.4970 GBP |
1.4821 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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25p ordinary |
SWAP |
Decreasing Long |
123 |
28.7000 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
518 |
29.1600 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
824 |
28.7574 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
1,268 |
28.8379 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
26,452 |
28.8758 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
28,776 |
29.1450 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
37,080 |
28.8760 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
52,232 |
28.9056 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
52,376 |
1.4844 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
95,729 |
29.0004 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
100,364 |
1.4935 GBP |
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25p ordinary |
CFD |
Decreasing Long |
105,272 |
1.4840 GBP |
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25p ordinary |
CFD |
Decreasing Long |
105,808 |
28.8844 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
378,268 |
1.4911 GBP |
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25p ordinary |
CFD |
Decreasing Long |
382,916 |
28.9917 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
123 |
28.7000 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
518 |
29.1600 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
824 |
28.7574 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
874 |
1.4866 GBP |
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25p ordinary |
CFD |
Decreasing Short |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
1,268 |
28.8379 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
8,033 |
1.4885 GBP |
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25p ordinary |
CFD |
Decreasing Short |
28,776 |
29.1450 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
37,080 |
28.8760 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
52,232 |
28.9056 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
52,376 |
1.4844 GBP |
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25p ordinary |
CFD |
Decreasing Short |
100,364 |
1.4935 GBP |
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25p ordinary |
CFD |
Decreasing Short |
105,272 |
1.4840 GBP |
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25p ordinary |
CFD |
Decreasing Short |
105,808 |
28.8844 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
378,268 |
1.4911 GBP |
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25p ordinary |
CFD |
Decreasing Short |
382,916 |
28.9917 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
396 |
1.4949 GBP |
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25p ordinary |
SWAP |
Increasing Long |
669 |
1.4887 GBP |
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25p ordinary |
SWAP |
Increasing Long |
1,189 |
1.5059 GBP |
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25p ordinary |
SWAP |
Increasing Long |
1,708 |
1.4937 GBP |
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25p ordinary |
SWAP |
Increasing Long |
4,815 |
1.4962 GBP |
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25p ordinary |
SWAP |
Increasing Long |
9,336 |
1.4897 GBP |
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25p ordinary |
SWAP |
Increasing Long |
11,532 |
1.4839 GBP |
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25p ordinary |
SWAP |
Increasing Long |
42,200 |
1.4926 GBP |
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25p ordinary |
SWAP |
Increasing Short |
300 |
1.4970 GBP |
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25p ordinary |
SWAP |
Increasing Short |
567 |
1.4960 GBP |
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25p ordinary |
SWAP |
Increasing Short |
2,469 |
1.4909 GBP |
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25p ordinary |
SWAP |
Increasing Short |
22,192 |
1.4909 GBP |
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25p ordinary |
SWAP |
Increasing Short |
42,200 |
1.4926 GBP |
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25p ordinary |
SWAP |
Increasing Short |
86,890 |
1.4849 GBP |
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25p ordinary |
SWAP |
Increasing Short |
98,193 |
1.4846 GBP |
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25p ordinary |
CFD |
Opening Long |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Opening Long |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Opening Long |
1,268 |
28.8379 ZAR |
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25p ordinary |
CFD |
Opening Long |
28,776 |
29.1450 ZAR |
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25p ordinary |
CFD |
Opening Long |
37,080 |
28.8760 ZAR |
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25p ordinary |
CFD |
Opening Long |
52,376 |
1.4844 GBP |
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25p ordinary |
CFD |
Opening Long |
100,364 |
1.4935 GBP |
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25p ordinary |
CFD |
Opening Long |
105,272 |
1.4840 GBP |
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25p ordinary |
CFD |
Opening Long |
105,808 |
28.8844 ZAR |
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25p ordinary |
CFD |
Opening Long |
378,268 |
1.4911 GBP |
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25p ordinary |
CFD |
Opening Long |
382,916 |
28.9917 ZAR |
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25p ordinary |
CFD |
Opening Short |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Opening Short |
1,248 |
28.7000 ZAR |
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25p ordinary |
CFD |
Opening Short |
1,268 |
28.8379 ZAR |
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25p ordinary |
SWAP |
Opening Short |
5,864 |
1.4840 GBP |
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25p ordinary |
SWAP |
Opening Short |
15,000 |
1.5000 GBP |
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25p ordinary |
CFD |
Opening Short |
28,776 |
29.1450 ZAR |
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25p ordinary |
CFD |
Opening Short |
37,080 |
28.8760 ZAR |
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25p ordinary |
CFD |
Opening Short |
52,376 |
1.4844 GBP |
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25p ordinary |
CFD |
Opening Short |
100,364 |
1.4935 GBP |
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25p ordinary |
CFD |
Opening Short |
105,272 |
1.4840 GBP |
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25p ordinary |
CFD |
Opening Short |
105,808 |
28.8844 ZAR |
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25p ordinary |
CFD |
Opening Short |
378,268 |
1.4911 GBP |
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25p ordinary |
CFD |
Opening Short |
382,916 |
28.9917 ZAR |
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25p ordinary |
SWAP |
Opening Long |
15,000 |
1.4968 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
17 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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