FORM 8.5 (EPT/NON-RI) |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
|||||
(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
|||||
|
relevant securities this form relates: |
||||||
(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
|||||
|
principal trader is connected |
||||||
(d) |
Date position held/dealing undertaken: |
21 November 2022 |
|||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|
|
|||
|
trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
|
||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
|
|||||
Class of relevant security: |
25p ordinary |
|
|
||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
10,199,482 |
1.20% |
6,218,179 |
0.73% |
||
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
6,176,112 |
0.73% |
9,279,684 |
1.09% |
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
TOTAL: |
|
16,375,594 |
1.92% |
15,497,863 |
1.82% |
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
||||||
which subscription right exists |
|||||||
Details, including nature of the rights |
|
||||||
concerned and relevant percentages: |
|||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Total number of |
|
Highest price per unit |
Lowest price per unit |
security |
|
|
|
securities |
|
paid/received |
paid/received |
25p ordinary |
Purchase |
331,923 |
1.1059 GBP |
1.0659 GBP |
|||
25p ordinary |
Sale |
461,822 |
1.1046 GBP |
1.0631 GBP |
|||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
Unit |
security |
|
|
|
|
|
securities |
|
25p ordinary |
CFD |
Decreasing Long |
10,100 |
21.9687 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
16,311 |
22.3383 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
18,220 |
1.0908 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
18,220 |
1.0660 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
22,284 |
22.2663 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
42,527 |
22.5250 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
46,280 |
21.9434 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
47,704 |
1.0841 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
59,776 |
1.0864 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
62,776 |
1.0675 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
65,244 |
22.3450 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
151,232 |
1.0940 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
170,108 |
22.5182 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
1 |
1.0659 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
366 |
1.0812 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
457 |
1.0865 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
670 |
1.0727 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
928 |
1.0896 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
1,560 |
1.0773 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
1,776 |
1.0844 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
2,126 |
22.2623 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
10,100 |
21.9687 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
12,768 |
1.0850 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
18,220 |
1.0908 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
18,220 |
1.0660 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
22,284 |
22.2663 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
46,280 |
21.9434 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
47,704 |
1.0841 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
59,776 |
1.0864 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
62,776 |
1.0675 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
65,244 |
22.3450 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
151,232 |
1.0940 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
170,108 |
22.5182 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
19 |
1.0780 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
22 |
1.0750 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
34 |
1.0890 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
63 |
1.0660 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
1,370 |
1.0760 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
2,126 |
22.2623 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
2,525 |
21.9600 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
2,831 |
1.0813 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
2,851 |
1.0815 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
4,910 |
1.0799 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
5,571 |
22.2724 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
10,936 |
1.0751 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
11,570 |
21.9374 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
15,956 |
1.0808 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
17,678 |
1.0791 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
20,194 |
1.0773 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
26,204 |
1.0716 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
26,984 |
1.0694 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
39,383 |
1.0827 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
53,381 |
1.0838 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
70,093 |
1.1008 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
86,085 |
1.0823 GBP |
|||
25p ordinary |
SWAP |
Increasing Long |
116,463 |
1.0817 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
200 |
1.1099 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
1,568 |
1.0914 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
3,000 |
1.0960 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
5,810 |
1.0772 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
13,000 |
1.0853 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
23,400 |
1.0771 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
25,150 |
1.0741 GBP |
|||
25p ordinary |
CFD |
Opening Long |
10,100 |
21.9687 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
18,220 |
1.0908 GBP |
|||
25p ordinary |
CFD |
Opening Long |
18,220 |
1.0660 GBP |
|||
25p ordinary |
CFD |
Opening Long |
22,284 |
22.2663 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
46,280 |
21.9434 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
47,704 |
1.0841 GBP |
|||
25p ordinary |
CFD |
Opening Long |
59,776 |
1.0864 GBP |
|||
25p ordinary |
CFD |
Opening Long |
62,776 |
1.0675 GBP |
|||
25p ordinary |
CFD |
Opening Long |
65,244 |
22.3450 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
151,232 |
1.0940 GBP |
|||
25p ordinary |
CFD |
Opening Long |
170,108 |
22.5182 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
10,100 |
21.9687 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
18,220 |
1.0908 GBP |
|||
25p ordinary |
CFD |
Opening Short |
18,220 |
1.0660 GBP |
|||
25p ordinary |
CFD |
Opening Short |
22,284 |
22.2663 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
46,280 |
21.9434 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
47,704 |
1.0841 GBP |
|||
25p ordinary |
CFD |
Opening Short |
59,776 |
1.0864 GBP |
|||
25p ordinary |
CFD |
Opening Short |
62,776 |
1.0675 GBP |
|||
25p ordinary |
CFD |
Opening Short |
65,244 |
22.3450 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
151,232 |
1.0940 GBP |
|||
25p ordinary |
CFD |
Opening Short |
170,108 |
22.5182 ZAR |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|
|
|||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
Money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
Received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|
||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|
||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the exempt principal trader making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|
||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
22 Nov 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|