FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
13 October 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
9,438,208 |
1.11% |
5,935,198 |
0.70% |
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(2) |
Cash-settled derivatives: |
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5,623,158 |
0.66% |
8,776,371 |
1.03% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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15,061,366 |
1.77% |
14,711,569 |
1.73% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
25p ordinary |
Purchase |
833,288 |
1.0177 GBP |
0.9525 GBP |
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25p ordinary |
Sale |
300,663 |
0.9942 GBP |
0.9495 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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25p ordinary |
CFD |
Decreasing Long |
744 |
0.9674 GBP |
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25p ordinary |
CFD |
Decreasing Long |
5,068 |
19.7694 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
7,090 |
19.9917 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
8,512 |
19.9829 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
16,738 |
0.9586 GBP |
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25p ordinary |
CFD |
Decreasing Long |
26,820 |
0.9560 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
27,374 |
0.9630 GBP |
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25p ordinary |
CFD |
Decreasing Long |
30,044 |
19.8038 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
36,654 |
19.8054 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
38,484 |
0.9555 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
86,810 |
0.9713 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
88,495 |
0.9721 GBP |
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25p ordinary |
CFD |
Decreasing Long |
127,428 |
0.9599 GBP |
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25p ordinary |
CFD |
Decreasing Long |
128,012 |
0.9657 GBP |
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25p ordinary |
CFD |
Decreasing Long |
146,616 |
19.8114 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
173,697 |
0.9709 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
303,809 |
20.0639 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
1,196,180 |
0.9737 GBP |
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25p ordinary |
CFD |
Decreasing Long |
1,215,236 |
20.0579 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
200 |
0.9630 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
600 |
0.9619 GBP |
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25p ordinary |
CFD |
Decreasing Short |
744 |
0.9674 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,589 |
0.9687 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,712 |
0.9637 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,527 |
0.9938 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
3,891 |
0.9627 GBP |
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25p ordinary |
CFD |
Decreasing Short |
5,068 |
19.7694 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
7,090 |
19.9917 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
8,512 |
19.9829 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
26,820 |
0.9560 GBP |
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25p ordinary |
CFD |
Decreasing Short |
30,044 |
19.8038 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
38,484 |
0.9555 GBP |
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25p ordinary |
CFD |
Decreasing Short |
127,428 |
0.9599 GBP |
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25p ordinary |
CFD |
Decreasing Short |
128,012 |
0.9657 GBP |
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25p ordinary |
CFD |
Decreasing Short |
146,616 |
19.8114 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
1,196,180 |
0.9737 GBP |
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25p ordinary |
CFD |
Decreasing Short |
1,215,236 |
20.0579 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
550 |
0.9555 GBP |
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25p ordinary |
SWAP |
Increasing Short |
883 |
19.3900 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
18,000 |
0.9581 GBP |
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25p ordinary |
SWAP |
Increasing Short |
60,039 |
0.9692 GBP |
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25p ordinary |
CFD |
Opening Long |
744 |
0.9674 GBP |
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25p ordinary |
SWAP |
Opening Long |
883 |
19.3900 ZAR |
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25p ordinary |
CFD |
Opening Long |
5,068 |
19.7694 ZAR |
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25p ordinary |
CFD |
Opening Long |
8,512 |
19.9829 ZAR |
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25p ordinary |
CFD |
Opening Long |
26,820 |
0.9560 GBP |
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25p ordinary |
CFD |
Opening Long |
30,044 |
19.8038 ZAR |
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25p ordinary |
CFD |
Opening Long |
38,484 |
0.9555 GBP |
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25p ordinary |
CFD |
Opening Long |
127,428 |
0.9599 GBP |
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25p ordinary |
CFD |
Opening Long |
128,012 |
0.9657 GBP |
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25p ordinary |
CFD |
Opening Long |
146,616 |
19.8114 ZAR |
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25p ordinary |
CFD |
Opening Long |
1,196,180 |
0.9737 GBP |
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25p ordinary |
CFD |
Opening Long |
1,215,236 |
20.0579 ZAR |
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25p ordinary |
CFD |
Opening Short |
744 |
0.9674 GBP |
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25p ordinary |
SWAP |
Opening Short |
1,250 |
0.9584 GBP |
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25p ordinary |
CFD |
Opening Short |
5,068 |
19.7694 ZAR |
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25p ordinary |
CFD |
Opening Short |
8,512 |
19.9829 ZAR |
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25p ordinary |
SWAP |
Opening Short |
11,750 |
0.9688 GBP |
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25p ordinary |
SWAP |
Opening Short |
18,432 |
0.9631 GBP |
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25p ordinary |
CFD |
Opening Short |
26,820 |
0.9560 GBP |
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25p ordinary |
CFD |
Opening Short |
30,044 |
19.8038 ZAR |
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25p ordinary |
CFD |
Opening Short |
38,484 |
0.9555 GBP |
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25p ordinary |
CFD |
Opening Short |
127,428 |
0.9599 GBP |
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25p ordinary |
CFD |
Opening Short |
128,012 |
0.9657 GBP |
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25p ordinary |
CFD |
Opening Short |
146,616 |
19.8114 ZAR |
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25p ordinary |
CFD |
Opening Short |
1,196,180 |
0.9737 GBP |
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25p ordinary |
CFD |
Opening Short |
1,215,236 |
20.0579 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Oct 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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