FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
CAPITAL & COUNTIES PROPERTIES PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
16 September 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
8,663,697 |
1.02% |
4,817,250 |
0.57% |
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(2) |
Cash-settled derivatives: |
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4,608,513 |
0.54% |
8,022,545 |
0.94% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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13,272,210 |
1.56% |
12,839,795 |
1.51% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
25p ordinary |
Purchase |
532,171 |
1.1870 GBP |
1.153 GBP |
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25p ordinary |
Sale |
1,659,634 |
1.1870 GBP |
1.153 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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25p ordinary |
SWAP |
Decreasing Long |
3,000 |
1.1683 GBP |
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25p ordinary |
CFD |
Decreasing Short |
2 |
1.1900 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
209 |
1.1838 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
417 |
1.1779 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
433 |
1.1786 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,260 |
1.1749 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,742 |
1.1689 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,159 |
23.4990 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
2,266 |
23.5505 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
2,673 |
1.1684 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
3,417 |
23.4989 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
10,000 |
1.1738 GBP |
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25p ordinary |
CFD |
Decreasing Short |
14,284 |
1.1774 GBP |
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25p ordinary |
CFD |
Decreasing Short |
16,758 |
1.1693 GBP |
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25p ordinary |
CFD |
Decreasing Short |
19,636 |
23.4884 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
21,936 |
23.7000 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
37,346 |
1.1840 GBP |
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25p ordinary |
CFD |
Decreasing Short |
50,136 |
23.5165 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
128,950 |
1.1870 GBP |
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25p ordinary |
CFD |
Decreasing Short |
475,154 |
1.1712 GBP |
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25p ordinary |
CFD |
Decreasing Short |
482,806 |
23.5369 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
1,067,820 |
1.1869 GBP |
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25p ordinary |
SWAP |
Increasing Long |
2,159 |
23.4990 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
2,266 |
23.5505 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
3,417 |
23.4989 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
6,676 |
1.1745 GBP |
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25p ordinary |
SWAP |
Increasing Long |
8,113 |
1.1687 GBP |
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25p ordinary |
SWAP |
Increasing Long |
10,968 |
23.7071 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
36,660 |
1.1729 GBP |
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25p ordinary |
SWAP |
Increasing Long |
146,696 |
1.1870 GBP |
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25p ordinary |
SWAP |
Increasing Long |
206,920 |
1.1824 GBP |
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25p ordinary |
SWAP |
Increasing Long |
241,403 |
23.5299 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
65 |
1.1642 GBP |
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25p ordinary |
SWAP |
Increasing Short |
241 |
1.1719 GBP |
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25p ordinary |
SWAP |
Increasing Short |
321 |
1.1643 GBP |
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25p ordinary |
SWAP |
Increasing Short |
782 |
1.1750 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,044 |
1.1689 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,555 |
1.1743 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,644 |
1.1673 GBP |
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25p ordinary |
SWAP |
Increasing Short |
40,194 |
1.1870 GBP |
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25p ordinary |
CFD |
Opening Long |
2 |
1.1900 GBP |
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25p ordinary |
CFD |
Opening Long |
10,000 |
1.1738 GBP |
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25p ordinary |
CFD |
Opening Long |
14,284 |
1.1774 GBP |
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25p ordinary |
CFD |
Opening Long |
16,758 |
1.1693 GBP |
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25p ordinary |
CFD |
Opening Long |
19,636 |
23.4884 ZAR |
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25p ordinary |
CFD |
Opening Long |
21,936 |
23.7000 ZAR |
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25p ordinary |
CFD |
Opening Long |
37,346 |
1.1840 GBP |
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25p ordinary |
CFD |
Opening Long |
50,136 |
23.5165 ZAR |
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25p ordinary |
CFD |
Opening Long |
128,950 |
1.1870 GBP |
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25p ordinary |
CFD |
Opening Long |
475,154 |
1.1712 GBP |
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25p ordinary |
CFD |
Opening Long |
482,806 |
23.5369 ZAR |
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25p ordinary |
CFD |
Opening Long |
1,067,820 |
1.1869 GBP |
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25p ordinary |
SWAP |
Opening Short |
1,250 |
1.1781 GBP |
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25p ordinary |
SWAP |
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1,250 |
1.1658 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 Sep 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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