Form 8.5 (EPT/NON-RI) CAPRICORN ENERGY PLC

RNS Number : 1575O

Barclays PLC

08 June 2022

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				CAPRICORN ENERGY PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				TULLOW OIL PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				07 June 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				TULLOW OIL PLC
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			21/13p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		7,381,252	2.34%	619,237	0.20%
(2)	Cash-settled derivatives:
			500,764	0.16%	7,371,733	2.33%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		7,882,016	2.50%	7,990,970	2.53%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
21/13p ordinary		Purchase		1,224,559		2.1400 GBP	2.094 GBP
21/13p ordinary		Sale		433,351		2.1360 GBP	2.0998 GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
21/13p ordinary		CFD		Decreasing Short		36,026	2.1249 GBP
21/13p ordinary		CFD		Decreasing Short		101,495	2.1196 GBP
21/13p ordinary		CFD		Decreasing Short		329,075	2.1338 GBP
21/13p ordinary		SWAP		Increasing Short		194	2.0880 GBP
21/13p ordinary		SWAP		Increasing Short		343	2.1280 GBP
21/13p ordinary		SWAP		Increasing Short		434	2.1090 GBP
21/13p ordinary		SWAP		Increasing Short		583	2.1273 GBP
21/13p ordinary		SWAP		Increasing Short		874	2.1385 GBP
21/13p ordinary		SWAP		Increasing Short		7,370	2.1256 GBP
21/13p ordinary		SWAP		Increasing Short		8,909	2.1259 GBP
21/13p ordinary		SWAP		Increasing Short		11,250	2.1383 GBP
21/13p ordinary		SWAP		Increasing Short		12,208	2.1189 GBP
21/13p ordinary		SWAP		Increasing Short		15,867	2.1293 GBP
21/13p ordinary		SWAP		Increasing Short		17,574	2.1279 GBP
21/13p ordinary		SWAP		Increasing Short		18,882	2.1320 GBP
21/13p ordinary		SWAP		Increasing Short		24,985	2.1321 GBP
21/13p ordinary		SWAP		Increasing Short		28,865	2.1373 GBP
21/13p ordinary		SWAP		Increasing Short		33,523	2.1213 GBP
21/13p ordinary		SWAP		Increasing Short		33,741	2.1324 GBP
21/13p ordinary		SWAP		Increasing Short		38,854	2.1249 GBP
21/13p ordinary		SWAP		Increasing Short		51,649	2.1272 GBP
21/13p ordinary		SWAP		Increasing Short		64,897	2.1301 GBP
21/13p ordinary		SWAP		Increasing Short		100,989	2.1231 GBP
21/13p ordinary		SWAP		Increasing Short		107,299	2.1239 GBP
21/13p ordinary		SWAP		Increasing Short		245,698	2.1310 GBP
21/13p ordinary		SWAP		Opening Short		3,054	2.1141 GBP
21/13p ordinary		SWAP		Opening Short		29,863	2.1340 GBP
21/13p ordinary		SWAP		Opening Short		192,791	2.1261 GBP
21/13p ordinary		SWAP		Opening Long		124	2.1327 GBP
21/13p ordinary		SWAP		Opening Long		1,620	2.1338 GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				8 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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