FORM 8.5 (EPT/NON-RI) |
|
||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|
||||||||||||||||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|
||||||||||||||||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|
||||||||||||||||||||
Rule 8.5 of the Takeover Code (the "Code") |
|
||||||||||||||||||||
1. |
KEY INFORMATION |
||||||||||||||||||||
(a) |
Name of exempt principal trader: |
|
BARCLAYS CAPITAL SECURITIES LTD |
||||||||||||||||||
(b) |
Name of offeror/offeree in relation to whose |
CLIPPER LOGISTICS PLC |
|||||||||||||||||||
|
relevant securities this form relates: |
||||||||||||||||||||
(c) |
Name of the party to the offer with which exempt |
GXO Logistics, Inc |
|||||||||||||||||||
|
principal trader is connected |
|
|||||||||||||||||||
(d) |
Date position held/dealing undertaken: |
09 May 2022 |
|||||||||||||||||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|
|
|||||||||||||||||
|
trader making disclosures in respect of any other party to the offer? |
GXO LOGISTICS INC |
|
||||||||||||||||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
|
|||||||||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||||||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||||||||||||||||
Class of relevant security: |
0.05p ordinary |
|
|
|
|||||||||||||||||
|
Interests |
Short Positions |
|
||||||||||||||||||
|
Number |
(%) |
Number |
(%) |
|
||||||||||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
|||||||||||||||
|
and/or controlled: |
1,190,995 |
1.15% |
71,128 |
0.07% |
|
|||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
|||||||||||||||
|
|
|
29,846 |
0.03% |
1,175,687 |
1.13% |
|
||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
|||||||||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||
|
|
|
|
|
|
|
|||||||||||||||
|
TOTAL: |
|
1,220,841 |
1.18% |
1,246,815 |
1.20% |
|
||||||||||||||
|
|
|
|
|
|
|
|
||||||||||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||||||||||||||||
|
options) |
|
|
|
|
|
|
|
|||||||||||||
Class of relevant security in relation to |
|
|
|||||||||||||||||||
which subscription right exists |
|
|
|||||||||||||||||||
Details, including nature of the rights |
|
|
|||||||||||||||||||
concerned and relevant percentages: |
|
||||||||||||||||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Total number of |
|
Highest price per unit |
Lowest price per unit |
security |
|
|
|
securities |
|
paid/received |
paid/received |
0.05p ordinary |
Purchase |
2,209 |
8.7000 GBP |
8.66 GBP |
|||
0.05p ordinary |
Sale |
35,885 |
8.6717 GBP |
8.62 GBP |
(b) |
Cash-settled derivative transactions |
|
|
||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
0.05p ordinary |
SWAP |
Decreasing Long |
125 |
8.6607 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Long |
167 |
8.7099 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Short |
2 |
8.6400 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Short |
33 |
8.6699 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Short |
417 |
8.6600 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Short |
545 |
8.6399 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Short |
1,045 |
8.6600 GBP |
|||
0.05p ordinary |
CFD |
Decreasing Short |
2,908 |
8.6593 GBP |
|||
0.05p ordinary |
CFD |
Decreasing Short |
4,257 |
8.6791 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Short |
7,652 |
8.6472 GBP |
|||
0.05p ordinary |
SWAP |
Decreasing Short |
17,943 |
8.6173 GBP |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the exempt principal trader making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
10 May 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|