FORM 8.5 (EPT/NON-RI) - Amendment to 2a and 3b |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CREST NICHOLSON HOLDINGS PLC |
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(c) |
Name of the party to the offer with which exempt |
CREST NICHOLSON HOLDINGS PLC |
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(d) |
Date position held/dealing undertaken: |
10 Jul 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
1,124,064 |
0.44% |
4,272,254 |
1.66% |
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(2) Cash-settled derivatives: |
3,859,378 |
1.50% |
798,101 |
0.31% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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4,983,442 |
1.94% |
5,070,355 |
1.97% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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5p ordinary |
Sale |
594090 |
2.4530 GBP |
2.3619 GBP |
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5p ordinary |
Purchase |
605977 |
2.4960 GBP |
2.3618 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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5p ordinary |
SWAP |
Increasing Long |
6,231 |
2.4309 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
15,612 |
2.3620 GBP |
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5p ordinary |
CFD |
Decreasing Long |
9,752 |
2.4166 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
15,096 |
2.3969 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
841 |
2.4399 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
1,262 |
2.4501 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
676 |
2.4705 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
801 |
2.4762 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
3,390 |
2.4403 GBP |
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5p ordinary |
SWAP |
Increasing Long |
1,234 |
2.3618 GBP |
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5p ordinary |
SWAP |
Increasing Long |
1,539 |
2.4556 GBP |
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5p ordinary |
SWAP |
Increasing Long |
736 |
2.4319 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
190 |
2.4051 GBP |
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5p ordinary |
SWAP |
Increasing Long |
4,008 |
2.4362 GBP |
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5p ordinary |
SWAP |
Increasing Long |
28,236 |
2.4423 GBP |
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5p ordinary |
SWAP |
Increasing Long |
6,101 |
2.4440 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
107,277 |
2.3620 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
3,109 |
2.4033 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
48,875 |
2.4331 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
1,711 |
2.4530 GBP |
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5p ordinary |
SWAP |
Increasing Long |
27,403 |
2.3619 GBP |
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5p ordinary |
SWAP |
Increasing Long |
716 |
2.4019 GBP |
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5p ordinary |
SWAP |
Increasing Long |
1,042 |
2.4144 GBP |
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5p ordinary |
SWAP |
Increasing Long |
10,008 |
2.4270 GBP |
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5p ordinary |
SWAP |
Increasing Long |
24,654 |
2.4317 GBP |
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5p ordinary |
SWAP |
Increasing Long |
83 |
2.4499 GBP |
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5p ordinary |
SWAP |
Increasing Long |
3,218 |
2.4631 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
2,018 |
2.3986 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
1,271 |
2.4280 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
4,439 |
2.4352 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
391 |
2.4560 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
1,699 |
2.4600 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
3,675 |
2.4626 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
1,752 |
2.4720 GBP |
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5p ordinary |
SWAP |
Increasing Short |
2,500 |
2.4903 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
331 |
2.4762 GBP |
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5p ordinary |
SWAP |
Increasing Long |
9,366 |
2.3961 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
17,293 |
2.4108 GBP |
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5p ordinary |
SWAP |
Increasing Short |
7,434 |
2.4039 GBP |
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5p ordinary |
SWAP |
Increasing Short |
1,061 |
2.4054 GBP |
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5p ordinary |
SWAP |
Increasing Long |
2,310 |
2.4367 GBP |
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5p ordinary |
SWAP |
Increasing Long |
14,184 |
2.4507 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
55,943 |
2.3620 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
2,628 |
2.4024 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
13,241 |
2.4046 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
12 Jul 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |