Form 8.5 (EPT/NON-RI)-Crest Nicholson Holdings plc

Barclays PLC

28 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			CREST NICHOLSON HOLDINGS PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			CREST NICHOLSON HOLDINGS PLC
(d)	Date position held/dealing undertaken:			27 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BELLWAY PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				5p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				1,196,677	0.47%	4,534,647	1.76%
(2) Cash-settled derivatives:				4,412,083	1.72%	936,122	0.36%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				5,608,760	2.18%	5,470,769	2.13%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
5p ordinary	Sale	134123	2.4000  GBP	2.3772  GBP
5p ordinary	Purchase	105709	2.4000  GBP	2.3800  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
5p ordinary	SWAP	Decreasing Long	8	2.3980  GBP
5p ordinary	SWAP	Decreasing Long	21	2.3820  GBP
5p ordinary	SWAP	Decreasing Long	62	2.3850  GBP
5p ordinary	SWAP	Decreasing Long	102	2.3950  GBP
5p ordinary	SWAP	Decreasing Long	863	2.3880  GBP
5p ordinary	CFD	Decreasing Long	4,592	2.3889  GBP
5p ordinary	SWAP	Decreasing Long	5,608	2.3897  GBP
5p ordinary	SWAP	Decreasing Long	5,766	2.3801  GBP
5p ordinary	SWAP	Decreasing Long	5,819	2.3800  GBP
5p ordinary	SWAP	Decreasing Long	11,039	2.3899  GBP
5p ordinary	SWAP	Decreasing Short	63	2.3831  GBP
5p ordinary	SWAP	Decreasing Short	165	2.3979  GBP
5p ordinary	SWAP	Decreasing Short	1,152	2.3837  GBP
5p ordinary	SWAP	Decreasing Short	4,671	2.3857  GBP
5p ordinary	SWAP	Decreasing Short	19,673	2.3859  GBP
5p ordinary	CFD	Increasing Long	3	2.3833  GBP
5p ordinary	SWAP	Increasing Long	100	2.3839  GBP
5p ordinary	SWAP	Increasing Long	338	2.3860  GBP
5p ordinary	SWAP	Increasing Long	343	2.3980  GBP
5p ordinary	SWAP	Increasing Long	784	2.3875  GBP
5p ordinary	SWAP	Increasing Long	1,283	2.3933  GBP
5p ordinary	SWAP	Increasing Long	1,429	2.3941  GBP
5p ordinary	SWAP	Increasing Long	1,501	2.3820  GBP
5p ordinary	SWAP	Increasing Long	2,332	2.3899  GBP
5p ordinary	SWAP	Increasing Long	2,378	2.3798  GBP
5p ordinary	SWAP	Increasing Long	8,080	2.3796  GBP
5p ordinary	SWAP	Increasing Long	18,124	2.3799  GBP
5p ordinary	SWAP	Increasing Short	125	2.3782  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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