Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC Amend

Barclays PLC

24 June 2024

 

FORM 8.5 (EPT/NON-RI)- Amendment to section 2a, 3a and 3b
Replaces form released on 11:42 13/06/2024
RNS Number :  3508S
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1	KEY INFORMATION
(a)	Name of exempt principal trader:		BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		HARGREAVES LANSDOWN PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt		HARGREAVES LANSDOWN PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:		12-Jun-24
(e)	In addition to the company in 1(b) above, is the exempt principal		NO
	trader making disclosures in respect of any other party to the offer?
2	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			0.4p ordinary
			Interests				Short Positions
			Number		(%)		Number	(%)
(1) Relevant securities owned and/or controlled:			673,053		0.14%		6,170,293	1.30%
(2) Cash-settled derivatives:			6,159,994		1.29%		442,095	0.09%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:			0		0.00%		0	0.00%
			6,833,047		1.43%		6,612,388	1.39%
TOTAL:
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security		securities	paid/received	paid/received
0.4p ordinary	Purchase	1931777	10.7500  GBP	10.6200  GBP
0.4p ordinary	Sale	967602	10.7500  GBP	10.6200  GBP
(b)	Cash-settled derivative transactions
Class of	Product  description	Nature of dealing	Number of	Price per
relevant			reference	unit
security			securities
0.4p ordinary	CFD	Closing Long	33	10.6860  GBP
0.4p ordinary	SWAP	Closing Long	60	10.6405  GBP
0.4p ordinary	CFD	Closing Long	1,383	10.6400  GBP
0.4p ordinary	SWAP	Closing Long	6,430	10.7070  GBP
0.4p ordinary	SWAP	Decreasing Long	799	10.6851  GBP
0.4p ordinary	SWAP	Decreasing Long	1,048	10.6617  GBP
0.4p ordinary	SWAP	Decreasing Long	1,066	10.6279  GBP
0.4p ordinary	SWAP	Decreasing Long	1,310	10.6653  GBP
0.4p ordinary	SWAP	Decreasing Long	1,572	10.6573  GBP
0.4p ordinary	SWAP	Decreasing Long	2,353	10.6288  GBP
0.4p ordinary	SWAP	Decreasing Long	2,620	10.6564  GBP
0.4p ordinary	SWAP	Decreasing Long	2,821	10.6306  GBP
0.4p ordinary	SWAP	Decreasing Long	3,611	10.6895  GBP
0.4p ordinary	SWAP	Decreasing Long	5,137	10.6954  GBP
0.4p ordinary	SWAP	Decreasing Long	5,225	10.6874  GBP
0.4p ordinary	SWAP	Decreasing Long	6,341	10.6992  GBP
0.4p ordinary	SWAP	Decreasing Long	7,051	10.6410  GBP
0.4p ordinary	SWAP	Decreasing Long	7,605	10.6900  GBP
0.4p ordinary	SWAP	Decreasing Long	7,654	10.6732  GBP
0.4p ordinary	SWAP	Decreasing Long	8,065	10.6804  GBP
0.4p ordinary	SWAP	Decreasing Long	9,807	10.7000  GBP
0.4p ordinary	SWAP	Decreasing Long	12,439	10.6404  GBP
0.4p ordinary	SWAP	Decreasing Long	13,374	10.6450  GBP
0.4p ordinary	SWAP	Decreasing Long	15,251	10.6905  GBP
0.4p ordinary	SWAP	Decreasing Long	21,735	10.6861  GBP
0.4p ordinary	SWAP	Decreasing Long	35,311	10.6790  GBP
0.4p ordinary	SWAP	Decreasing Long	41,334	10.6996  GBP
0.4p ordinary	SWAP	Decreasing Long	45,501	10.6440  GBP
0.4p ordinary	SWAP	Decreasing Long	57,547	10.6840  GBP
0.4p ordinary	SWAP	Decreasing Long	158,118	10.7012  GBP
0.4p ordinary	SWAP	Decreasing Long	232,510	10.6400  GBP
0.4p ordinary	SWAP	Decreasing Long	302,027	10.7043  GBP
0.4p ordinary	SWAP	Decreasing Short	100	10.6698  GBP
0.4p ordinary	SWAP	Decreasing Short	1,200	10.6730  GBP
0.4p ordinary	SWAP	Decreasing Short	60,816	10.6378  GBP
0.4p ordinary	SWAP	Increasing Long	98	10.6249  GBP
0.4p ordinary	SWAP	Increasing Long	293	10.6963  GBP
0.4p ordinary	SWAP	Increasing Long	440	10.6652  GBP
0.4p ordinary	SWAP	Increasing Long	506	10.7000  GBP
0.4p ordinary	SWAP	Increasing Long	922	10.6827  GBP
0.4p ordinary	SWAP	Increasing Long	5,954	10.6667  GBP
0.4p ordinary	SWAP	Increasing Long	9,432	10.6650  GBP
0.4p ordinary	CFD	Closing Short	1,416	10.7470  GBP
0.4p ordinary	CFD	Opening Short	1,684	10.7264  GBP
0.4p ordinary	CFD	Opening Short	7,347	10.6458  GBP
0.4p ordinary	CFD	Opening Short	21,728	10.7263  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price per unit		Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant	Product description	Exercising/ exercised against	Number of	Exercise price per
security			securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant	Nature of Dealings	Details	Price per unit (if
security			applicable)
4	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?			NO
Date of disclosure:			24-Jun-24
Contact name:			Large Holdings Regulatory Operations
Telephone number:			020 3134 7213

 

END