Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC Amend

Barclays PLC

23 July 2024

 

FORM 8.5 - Amendment to section  2a

Replaces form released on  10:45 22/07/2024

RNS Number :  2879X

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose  relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt  principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

19 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

771,664

0.16%

4,377,053

0.92%

(2) Cash-settled derivatives:

4,249,497

0.90%

580,255

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

5,021,161

1.06%

4,957,308

1.05%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to  which subscription right exists

Details, including nature of the rights  concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant  security

Purchase/sale

Total number of  securities

Highest price per unit  paid/received

Lowest price per unit  paid/received

0.4p ordinary

Purchase

295334

11.1700  GBP

10.9775  GBP

0.4p ordinary

Sale

257172

11.1700  GBP

10.9951  GBP

(b)

Cash-settled derivative transactions

Class of  relevant  security

Product  description

Nature of dealing

Number of  reference  securities

Price per  unit

0.4p ordinary

SWAP

Increasing Short

100

11.1100  GBP

0.4p ordinary

SWAP

Increasing Long

69

11.0700  GBP

0.4p ordinary

SWAP

Increasing Long

21,999

11.0797  GBP

0.4p ordinary

SWAP

Increasing Long

9,524

11.0951  GBP

0.4p ordinary

SWAP

Increasing Long

30,694

11.1084  GBP

0.4p ordinary

SWAP

Increasing Long

5,575

11.1157  GBP

0.4p ordinary

SWAP

Decreasing Long

1,513

11.0852  GBP

0.4p ordinary

SWAP

Decreasing Long

1,130

11.0942  GBP

0.4p ordinary

SWAP

Decreasing Long

669

11.0971  GBP

0.4p ordinary

SWAP

Decreasing Long

65,416

11.1000  GBP

0.4p ordinary

SWAP

Decreasing Long

17,445

11.1003  GBP

0.4p ordinary

SWAP

Increasing Long

6,946

11.1174  GBP

0.4p ordinary

SWAP

Increasing Long

290

11.1199  GBP

0.4p ordinary

SWAP

Decreasing Long

13,650

11.1000  GBP

0.4p ordinary

SWAP

Decreasing Long

1,143

11.1109  GBP

0.4p ordinary

SWAP

Decreasing Long

1,766

11.1113  GBP

0.4p ordinary

SWAP

Decreasing Long

8,040

11.1118  GBP

0.4p ordinary

SWAP

Decreasing Long

529

11.1129  GBP

0.4p ordinary

SWAP

Decreasing Long

1,489

11.1296  GBP

0.4p ordinary

SWAP

Decreasing Long

385

11.1410  GBP

0.4p ordinary

SWAP

Increasing Short

875

11.0175  GBP

0.4p ordinary

SWAP

Increasing Long

6,239

11.0933  GBP

0.4p ordinary

SWAP

Increasing Long

6,828

11.0943  GBP

0.4p ordinary

SWAP

Decreasing Long

37,855

11.1000  GBP

0.4p ordinary

SWAP

Decreasing Long

2,186

11.1045  GBP

0.4p ordinary

SWAP

Decreasing Long

797

11.1052  GBP

0.4p ordinary

SWAP

Decreasing Long

4,338

11.1109  GBP

(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class  of  relevant  security

Product  description

Writing,  purchasing,  selling,  varying etc

Number  of  securities  to which  option  relates

Exercise  price  per unit

Type

Expiry  date

Option  money  paid/  received  per unit

(ii)

Exercising

Class of relevant  security

Product description

Exercising/ exercised against

Number of  securities

Exercise price per  unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant  security

Nature of Dealings

Details

Price per unit (if  applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

23 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

END