Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Barclays PLC

30 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			29 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				844,614	0.18%	8,978,232	1.89%
(2) Cash-settled derivatives:				9,045,795	1.91%	633,234	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				9,890,409	2.09%	9,611,466	2.03%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	575454	10.6950  GBP	10.6200  GBP
0.4p ordinary	Sale	390022	10.6950  GBP	10.6100  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Long	51	10.6577  GBP
0.4p ordinary	SWAP	Decreasing Long	149	10.6447  GBP
0.4p ordinary	SWAP	Decreasing Long	570	10.6745  GBP
0.4p ordinary	SWAP	Decreasing Long	800	10.6435  GBP
0.4p ordinary	SWAP	Decreasing Long	1,237	10.6608  GBP
0.4p ordinary	SWAP	Decreasing Long	1,705	10.6615  GBP
0.4p ordinary	SWAP	Decreasing Long	2,281	10.6733  GBP
0.4p ordinary	SWAP	Decreasing Long	4,152	10.6717  GBP
0.4p ordinary	SWAP	Decreasing Long	6,908	10.6627  GBP
0.4p ordinary	SWAP	Decreasing Long	9,865	10.6768  GBP
0.4p ordinary	SWAP	Decreasing Long	12,382	10.6653  GBP
0.4p ordinary	SWAP	Decreasing Long	17,350	10.6547  GBP
0.4p ordinary	SWAP	Decreasing Long	24,970	10.6597  GBP
0.4p ordinary	SWAP	Decreasing Long	34,390	10.6600  GBP
0.4p ordinary	SWAP	Decreasing Long	38,057	10.6537  GBP
0.4p ordinary	SWAP	Decreasing Long	44,083	10.6568  GBP
0.4p ordinary	SWAP	Decreasing Long	59,527	10.6513  GBP
0.4p ordinary	SWAP	Decreasing Long	74,765	10.6541  GBP
0.4p ordinary	SWAP	Decreasing Short	397	10.6600  GBP
0.4p ordinary	SWAP	Decreasing Short	816	10.6484  GBP
0.4p ordinary	SWAP	Decreasing Short	4,169	10.6564  GBP
0.4p ordinary	SWAP	Increasing Long	31	10.6539  GBP
0.4p ordinary	SWAP	Increasing Long	32	10.6750  GBP
0.4p ordinary	SWAP	Increasing Long	66	10.6550  GBP
0.4p ordinary	SWAP	Increasing Long	74	10.6532  GBP
0.4p ordinary	SWAP	Increasing Long	1,194	10.6761  GBP
0.4p ordinary	SWAP	Increasing Long	1,439	10.6578  GBP
0.4p ordinary	SWAP	Increasing Long	2,116	10.6485  GBP
0.4p ordinary	SWAP	Increasing Long	13,184	10.6404  GBP
0.4p ordinary	SWAP	Increasing Long	13,915	10.6599  GBP
0.4p ordinary	SWAP	Increasing Long	14,256	10.6425  GBP
0.4p ordinary	SWAP	Increasing Long	14,685	10.6460  GBP
0.4p ordinary	SWAP	Increasing Long	17,998	10.6600  GBP
0.4p ordinary	SWAP	Increasing Long	24,720	10.6576  GBP
0.4p ordinary	SWAP	Increasing Long	32,960	10.6490  GBP
0.4p ordinary	SWAP	Increasing Short	190	10.6360  GBP
0.4p ordinary	SWAP	Increasing Short	493	10.6800  GBP
0.4p ordinary	SWAP	Increasing Short	1,433	10.6694  GBP
0.4p ordinary	SWAP	Opening Long	297	10.6568  GBP
0.4p ordinary	SWAP	Opening Long	1,804	10.6605  GBP
0.4p ordinary	SWAP	Opening Long	3,668	10.6461  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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