Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Barclays PLC

31 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			30 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				723,926	0.15%	9,544,253	2.01%
(2) Cash-settled derivatives:				9,616,616	2.03%	570,107	0.12%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				10,340,542	2.18%	10,114,360	2.13%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	799262	10.8350  GBP	10.4446  GBP
0.4p ordinary	Sale	1479758	10.8350  GBP	10.4450  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Short	7,950	10.6619  GBP
0.4p ordinary	SWAP	Decreasing Long	18	10.8100  GBP
0.4p ordinary	SWAP	Decreasing Long	65	10.5177  GBP
0.4p ordinary	SWAP	Decreasing Long	379	10.6035  GBP
0.4p ordinary	SWAP	Decreasing Long	412	10.6430  GBP
0.4p ordinary	SWAP	Decreasing Long	518	10.6595  GBP
0.4p ordinary	SWAP	Decreasing Long	522	10.5095  GBP
0.4p ordinary	SWAP	Decreasing Long	807	10.6321  GBP
0.4p ordinary	SWAP	Decreasing Long	1,330	10.5478  GBP
0.4p ordinary	SWAP	Decreasing Long	1,757	10.6504  GBP
0.4p ordinary	SWAP	Decreasing Long	2,324	10.4886  GBP
0.4p ordinary	SWAP	Decreasing Long	2,830	10.5290  GBP
0.4p ordinary	SWAP	Decreasing Long	3,533	10.6500  GBP
0.4p ordinary	SWAP	Decreasing Long	4,163	10.5667  GBP
0.4p ordinary	SWAP	Decreasing Long	4,167	10.6128  GBP
0.4p ordinary	SWAP	Decreasing Long	5,959	10.5898  GBP
0.4p ordinary	SWAP	Decreasing Long	7,773	10.6316  GBP
0.4p ordinary	SWAP	Decreasing Long	9,132	10.6500  GBP
0.4p ordinary	SWAP	Decreasing Long	9,454	10.5780  GBP
0.4p ordinary	SWAP	Decreasing Long	14,035	10.5816  GBP
0.4p ordinary	SWAP	Decreasing Long	15,113	10.5933  GBP
0.4p ordinary	SWAP	Decreasing Long	16,687	10.5367  GBP
0.4p ordinary	SWAP	Decreasing Long	19,900	10.5976  GBP
0.4p ordinary	SWAP	Decreasing Long	23,992	10.6029  GBP
0.4p ordinary	SWAP	Decreasing Long	33,997	10.5599  GBP
0.4p ordinary	SWAP	Decreasing Long	58,819	10.5401  GBP
0.4p ordinary	SWAP	Decreasing Long	159,032	10.5429  GBP
0.4p ordinary	SWAP	Decreasing Long	213,512	10.6401  GBP
0.4p ordinary	SWAP	Decreasing Short	33	10.8229  GBP
0.4p ordinary	SWAP	Decreasing Short	59	10.5497  GBP
0.4p ordinary	SWAP	Decreasing Short	63	10.8250  GBP
0.4p ordinary	SWAP	Decreasing Short	72	10.8228  GBP
0.4p ordinary	SWAP	Decreasing Short	691	10.6069  GBP
0.4p ordinary	SWAP	Decreasing Short	1,489	10.6361  GBP
0.4p ordinary	CFD	Decreasing Short	2,200	10.6240  GBP
0.4p ordinary	SWAP	Decreasing Short	3,038	10.6358  GBP
0.4p ordinary	CFD	Decreasing Short	7,799	10.6649  GBP
0.4p ordinary	CFD	Decreasing Short	7,799	10.6436  GBP
0.4p ordinary	CFD	Decreasing Short	14,000	10.5070  GBP
0.4p ordinary	SWAP	Increasing Long	19	10.6299  GBP
0.4p ordinary	SWAP	Increasing Long	60	10.8268  GBP
0.4p ordinary	SWAP	Increasing Long	140	10.5900  GBP
0.4p ordinary	SWAP	Increasing Long	211	10.6398  GBP
0.4p ordinary	SWAP	Increasing Long	213	10.5546  GBP
0.4p ordinary	SWAP	Increasing Long	287	10.5250  GBP
0.4p ordinary	SWAP	Increasing Long	311	10.5575  GBP
0.4p ordinary	SWAP	Increasing Long	433	10.5891  GBP
0.4p ordinary	SWAP	Increasing Long	443	10.6771  GBP
0.4p ordinary	SWAP	Increasing Long	547	10.4650  GBP
0.4p ordinary	SWAP	Increasing Long	2,120	10.5566  GBP
0.4p ordinary	SWAP	Increasing Long	13,122	10.7263  GBP
0.4p ordinary	SWAP	Increasing Long	15,657	10.6656  GBP
0.4p ordinary	SWAP	Increasing Long	68,081	10.5897  GBP
0.4p ordinary	SWAP	Increasing Long	140,323	10.6499  GBP
0.4p ordinary	SWAP	Increasing Long	141,853	10.5981  GBP
0.4p ordinary	SWAP	Increasing Long	196,227	10.6500  GBP
0.4p ordinary	SWAP	Increasing Long	454,172	10.6500  GBP
0.4p ordinary	SWAP	Increasing Short	237	10.7813  GBP
0.4p ordinary	CFD	Increasing Short	348	10.4303  GBP
0.4p ordinary	CFD	Increasing Short	385	10.5039  GBP
0.4p ordinary	SWAP	Increasing Short	1,116	10.7199  GBP
0.4p ordinary	CFD	Increasing Short	2,499	10.4596  GBP
0.4p ordinary	CFD	Increasing Short	7,799	10.6678  GBP
0.4p ordinary	SWAP	Opening Long	53,050	10.5601  GBP
0.4p ordinary	SWAP	Opening Long	140,000	10.6473  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				31 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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