Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

03 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			31 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				708,346	0.15%	9,268,164	1.95%
(2) Cash-settled derivatives:				9,341,154	1.97%	565,829	0.12%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				10,049,500	2.12%	9,833,993	2.07%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	1318883	10.7970  GBP	10.4900  GBP
0.4p ordinary	Sale	1058259	10.8050  GBP	10.5150  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	54	10.5200  GBP
0.4p ordinary	SWAP	Closing Long	433	10.7822  GBP
0.4p ordinary	SWAP	Closing Long	1,774	10.5555  GBP
0.4p ordinary	SWAP	Closing Long	3,395	10.5885  GBP
0.4p ordinary	SWAP	Closing Long	6,427	10.5550  GBP
0.4p ordinary	SWAP	Decreasing Long	91	10.5284  GBP
0.4p ordinary	SWAP	Decreasing Long	137	10.5278  GBP
0.4p ordinary	SWAP	Decreasing Long	175	10.7510  GBP
0.4p ordinary	SWAP	Decreasing Long	218	10.5706  GBP
0.4p ordinary	SWAP	Decreasing Long	299	10.5204  GBP
0.4p ordinary	SWAP	Decreasing Long	602	10.6611  GBP
0.4p ordinary	SWAP	Decreasing Long	1,030	10.4921  GBP
0.4p ordinary	SWAP	Decreasing Long	1,667	10.6465  GBP
0.4p ordinary	SWAP	Decreasing Long	1,790	10.5554  GBP
0.4p ordinary	SWAP	Decreasing Long	2,462	10.6109  GBP
0.4p ordinary	SWAP	Decreasing Long	2,543	10.5047  GBP
0.4p ordinary	SWAP	Decreasing Long	3,441	10.7030  GBP
0.4p ordinary	SWAP	Decreasing Long	3,869	10.5488  GBP
0.4p ordinary	SWAP	Decreasing Long	5,760	10.5323  GBP
0.4p ordinary	SWAP	Decreasing Long	6,002	10.6922  GBP
0.4p ordinary	SWAP	Decreasing Long	7,407	10.5659  GBP
0.4p ordinary	SWAP	Decreasing Long	7,496	10.5608  GBP
0.4p ordinary	SWAP	Decreasing Long	10,286	10.5338  GBP
0.4p ordinary	SWAP	Decreasing Long	10,360	10.6608  GBP
0.4p ordinary	SWAP	Decreasing Long	14,817	10.5635  GBP
0.4p ordinary	SWAP	Decreasing Long	22,940	10.5439  GBP
0.4p ordinary	SWAP	Decreasing Long	29,056	10.5642  GBP
0.4p ordinary	SWAP	Decreasing Long	31,468	10.5681  GBP
0.4p ordinary	SWAP	Decreasing Long	48,346	10.5485  GBP
0.4p ordinary	SWAP	Decreasing Long	196,502	10.5550  GBP
0.4p ordinary	SWAP	Decreasing Short	112	10.6373  GBP
0.4p ordinary	SWAP	Decreasing Short	623	10.6912  GBP
0.4p ordinary	SWAP	Decreasing Short	1,075	10.6563  GBP
0.4p ordinary	CFD	Decreasing Short	1,414	10.7585  GBP
0.4p ordinary	SWAP	Decreasing Short	2,195	10.6559  GBP
0.4p ordinary	SWAP	Increasing Long	23	10.6800  GBP
0.4p ordinary	SWAP	Increasing Long	46	10.5150  GBP
0.4p ordinary	SWAP	Increasing Long	68	10.6971  GBP
0.4p ordinary	SWAP	Increasing Long	174	10.7749  GBP
0.4p ordinary	SWAP	Increasing Long	340	10.7544  GBP
0.4p ordinary	SWAP	Increasing Long	780	10.7869  GBP
0.4p ordinary	SWAP	Increasing Long	2,435	10.7926  GBP
0.4p ordinary	SWAP	Increasing Long	4,607	10.7894  GBP
0.4p ordinary	SWAP	Increasing Long	5,163	10.7339  GBP
0.4p ordinary	SWAP	Increasing Long	11,556	10.6684  GBP
0.4p ordinary	SWAP	Increasing Long	14,032	10.5550  GBP
0.4p ordinary	SWAP	Increasing Long	16,468	10.7492  GBP
0.4p ordinary	SWAP	Increasing Long	26,871	10.5576  GBP
0.4p ordinary	SWAP	Increasing Long	55,166	10.7663  GBP
0.4p ordinary	CFD	Increasing Short	332	10.5203  GBP
0.4p ordinary	CFD	Increasing Short	809	10.5558  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				03 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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