Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Barclays PLC

04 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			03 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				703,159	0.15%	8,858,590	1.87%
(2) Cash-settled derivatives:				8,927,604	1.88%	565,192	0.12%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				9,630,763	2.03%	9,423,782	1.99%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	760495	10.7950  GBP	10.6100  GBP
0.4p ordinary	Sale	356096	10.7724  GBP	10.6100  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Long	166	10.6250  GBP
0.4p ordinary	SWAP	Decreasing Long	205	10.7100  GBP
0.4p ordinary	SWAP	Decreasing Long	250	10.7245  GBP
0.4p ordinary	SWAP	Decreasing Long	274	10.6350  GBP
0.4p ordinary	SWAP	Decreasing Long	443	10.6174  GBP
0.4p ordinary	SWAP	Decreasing Long	518	10.6482  GBP
0.4p ordinary	SWAP	Decreasing Long	550	10.6647  GBP
0.4p ordinary	SWAP	Decreasing Long	858	10.6214  GBP
0.4p ordinary	SWAP	Decreasing Long	1,074	10.6928  GBP
0.4p ordinary	SWAP	Decreasing Long	1,534	10.6347  GBP
0.4p ordinary	SWAP	Decreasing Long	1,633	10.7334  GBP
0.4p ordinary	SWAP	Decreasing Long	1,650	10.6266  GBP
0.4p ordinary	SWAP	Decreasing Long	2,487	10.7033  GBP
0.4p ordinary	SWAP	Decreasing Long	2,946	10.6805  GBP
0.4p ordinary	SWAP	Decreasing Long	3,411	10.6815  GBP
0.4p ordinary	SWAP	Decreasing Long	4,511	10.6733  GBP
0.4p ordinary	SWAP	Decreasing Long	4,611	10.7289  GBP
0.4p ordinary	SWAP	Decreasing Long	4,718	10.6708  GBP
0.4p ordinary	SWAP	Decreasing Long	5,412	10.6976  GBP
0.4p ordinary	SWAP	Decreasing Long	8,265	10.6414  GBP
0.4p ordinary	SWAP	Decreasing Long	9,889	10.6949  GBP
0.4p ordinary	SWAP	Decreasing Long	10,365	10.6836  GBP
0.4p ordinary	SWAP	Decreasing Long	20,047	10.6368  GBP
0.4p ordinary	SWAP	Decreasing Long	21,079	10.6784  GBP
0.4p ordinary	SWAP	Decreasing Long	23,478	10.6882  GBP
0.4p ordinary	SWAP	Decreasing Long	42,830	10.6496  GBP
0.4p ordinary	SWAP	Decreasing Long	84,654	10.6401  GBP
0.4p ordinary	SWAP	Decreasing Long	92,646	10.6400  GBP
0.4p ordinary	SWAP	Decreasing Long	96,495	10.6593  GBP
0.4p ordinary	SWAP	Decreasing Short	90	10.6568  GBP
0.4p ordinary	CFD	Decreasing Short	290	10.7440  GBP
0.4p ordinary	SWAP	Decreasing Short	440	10.6898  GBP
0.4p ordinary	SWAP	Decreasing Short	527	10.6780  GBP
0.4p ordinary	CFD	Decreasing Short	1,631	10.6968  GBP
0.4p ordinary	CFD	Decreasing Short	3,253	10.6400  GBP
0.4p ordinary	SWAP	Decreasing Short	4,161	10.6853  GBP
0.4p ordinary	SWAP	Increasing Long	1	10.6399  GBP
0.4p ordinary	SWAP	Increasing Long	39	10.7199  GBP
0.4p ordinary	SWAP	Increasing Long	54	10.7000  GBP
0.4p ordinary	SWAP	Increasing Long	102	10.7799  GBP
0.4p ordinary	SWAP	Increasing Long	226	10.7781  GBP
0.4p ordinary	SWAP	Increasing Long	580	10.6263  GBP
0.4p ordinary	SWAP	Increasing Long	759	10.7245  GBP
0.4p ordinary	SWAP	Increasing Long	812	10.6397  GBP
0.4p ordinary	SWAP	Increasing Long	2,496	10.7343  GBP
0.4p ordinary	SWAP	Increasing Long	5,265	10.6473  GBP
0.4p ordinary	SWAP	Increasing Long	8,135	10.6390  GBP
0.4p ordinary	SWAP	Increasing Long	8,577	10.7129  GBP
0.4p ordinary	SWAP	Increasing Long	9,903	10.6400  GBP
0.4p ordinary	CFD	Increasing Short	4,884	10.6966  GBP
0.4p ordinary	SWAP	Opening Long	1,371	10.6619  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				04 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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