Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Barclays PLC

05 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			04 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				689,911	0.15%	8,704,417	1.84%
(2) Cash-settled derivatives:				8,698,080	1.83%	483,579	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				9,387,991	1.98%	9,187,996	1.94%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	487390	10.6250  GBP	10.5100  GBP
0.4p ordinary	Sale	347029	10.6250  GBP	10.5100  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Long	140	10.5465  GBP
0.4p ordinary	SWAP	Decreasing Long	206	10.5961  GBP
0.4p ordinary	SWAP	Decreasing Long	298	10.6100  GBP
0.4p ordinary	SWAP	Decreasing Long	487	10.6408  GBP
0.4p ordinary	SWAP	Decreasing Long	495	10.5859  GBP
0.4p ordinary	SWAP	Decreasing Long	599	10.5531  GBP
0.4p ordinary	SWAP	Decreasing Long	866	10.5559  GBP
0.4p ordinary	SWAP	Decreasing Long	1,210	10.5348  GBP
0.4p ordinary	SWAP	Decreasing Long	1,264	10.5321  GBP
0.4p ordinary	SWAP	Decreasing Long	1,390	10.5434  GBP
0.4p ordinary	SWAP	Decreasing Long	1,402	10.5525  GBP
0.4p ordinary	SWAP	Decreasing Long	4,313	10.5596  GBP
0.4p ordinary	SWAP	Decreasing Long	5,006	10.5356  GBP
0.4p ordinary	SWAP	Decreasing Long	5,794	10.5597  GBP
0.4p ordinary	SWAP	Decreasing Long	6,923	10.5816  GBP
0.4p ordinary	SWAP	Decreasing Long	10,677	10.5576  GBP
0.4p ordinary	SWAP	Decreasing Long	13,024	10.5609  GBP
0.4p ordinary	SWAP	Decreasing Long	19,734	10.5580  GBP
0.4p ordinary	SWAP	Decreasing Long	40,267	10.5900  GBP
0.4p ordinary	SWAP	Decreasing Long	61,156	10.5663  GBP
0.4p ordinary	SWAP	Decreasing Long	176,795	10.6200  GBP
0.4p ordinary	SWAP	Decreasing Short	89	10.5587  GBP
0.4p ordinary	SWAP	Decreasing Short	479	10.5644  GBP
0.4p ordinary	SWAP	Decreasing Short	4,376	10.5605  GBP
0.4p ordinary	SWAP	Increasing Long	44	10.6400  GBP
0.4p ordinary	SWAP	Increasing Long	198	10.5413  GBP
0.4p ordinary	SWAP	Increasing Long	231	10.5399  GBP
0.4p ordinary	SWAP	Increasing Long	1,028	10.5639  GBP
0.4p ordinary	SWAP	Increasing Long	1,815	10.5629  GBP
0.4p ordinary	SWAP	Increasing Long	7,243	10.6199  GBP
0.4p ordinary	SWAP	Increasing Long	8,632	10.6200  GBP
0.4p ordinary	CFD	Opening Long	5,445	10.5940  GBP
0.4p ordinary	CFD	Opening Long	15,000	10.5199  GBP
0.4p ordinary	CFD	Opening Long	75,000	10.5803  GBP
0.4p ordinary	CFD	Opening Long	84,555	10.5527  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				05 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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