Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

06 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			05 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				696,370	0.15%	8,451,524	1.78%
(2) Cash-settled derivatives:				8,440,445	1.78%	480,367	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				9,136,815	1.93%	8,931,891	1.88%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	457100	10.7607  GBP	10.6909  GBP
0.4p ordinary	Sale	197683	10.7550  GBP	10.6500  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Long	63	10.7300  GBP
0.4p ordinary	SWAP	Decreasing Long	77	10.7324  GBP
0.4p ordinary	SWAP	Decreasing Long	126	10.6909  GBP
0.4p ordinary	CFD	Decreasing Long	153	10.7128  GBP
0.4p ordinary	SWAP	Decreasing Long	192	10.7182  GBP
0.4p ordinary	SWAP	Decreasing Long	239	10.7156  GBP
0.4p ordinary	SWAP	Decreasing Long	265	10.7453  GBP
0.4p ordinary	SWAP	Decreasing Long	326	10.7606  GBP
0.4p ordinary	SWAP	Decreasing Long	488	10.7350  GBP
0.4p ordinary	SWAP	Decreasing Long	875	10.7254  GBP
0.4p ordinary	SWAP	Decreasing Long	1,124	10.7049  GBP
0.4p ordinary	SWAP	Decreasing Long	1,132	10.7091  GBP
0.4p ordinary	SWAP	Decreasing Long	1,300	10.7061  GBP
0.4p ordinary	CFD	Decreasing Long	2,984	10.7367  GBP
0.4p ordinary	SWAP	Decreasing Long	3,103	10.7319  GBP
0.4p ordinary	SWAP	Decreasing Long	3,480	10.7127  GBP
0.4p ordinary	SWAP	Decreasing Long	3,506	10.7093  GBP
0.4p ordinary	SWAP	Decreasing Long	3,817	10.7269  GBP
0.4p ordinary	SWAP	Decreasing Long	4,017	10.6971  GBP
0.4p ordinary	CFD	Decreasing Long	4,225	10.7231  GBP
0.4p ordinary	SWAP	Decreasing Long	6,378	10.6954  GBP
0.4p ordinary	SWAP	Decreasing Long	10,355	10.7396  GBP
0.4p ordinary	SWAP	Decreasing Long	11,601	10.7275  GBP
0.4p ordinary	CFD	Decreasing Long	18,337	10.7003  GBP
0.4p ordinary	SWAP	Decreasing Long	30,453	10.7237  GBP
0.4p ordinary	SWAP	Decreasing Long	231,574	10.6950  GBP
0.4p ordinary	SWAP	Decreasing Short	74	10.7199  GBP
0.4p ordinary	SWAP	Decreasing Short	376	10.7134  GBP
0.4p ordinary	SWAP	Decreasing Short	598	10.7364  GBP
0.4p ordinary	SWAP	Decreasing Short	2,958	10.7053  GBP
0.4p ordinary	SWAP	Increasing Long	5	10.7223  GBP
0.4p ordinary	SWAP	Increasing Long	76	10.7400  GBP
0.4p ordinary	SWAP	Increasing Long	188	10.7000  GBP
0.4p ordinary	SWAP	Increasing Long	444	10.6900  GBP
0.4p ordinary	CFD	Increasing Long	1,031	10.7012  GBP
0.4p ordinary	SWAP	Increasing Long	2,700	10.7161  GBP
0.4p ordinary	SWAP	Increasing Long	3,432	10.7329  GBP
0.4p ordinary	SWAP	Increasing Long	5,648	10.7119  GBP
0.4p ordinary	SWAP	Increasing Long	6,211	10.7217  GBP
0.4p ordinary	SWAP	Increasing Long	7,449	10.7170  GBP
0.4p ordinary	SWAP	Increasing Long	8,130	10.6950  GBP
0.4p ordinary	SWAP	Increasing Long	10,874	10.7139  GBP
0.4p ordinary	CFD	Increasing Long	17,306	10.6950  GBP
0.4p ordinary	SWAP	Increasing Long	19,061	10.7174  GBP
0.4p ordinary	SWAP	Increasing Short	794	10.7197  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				06 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END