Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

07 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			06 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				739,262	0.16%	7,763,832	1.64%
(2) Cash-settled derivatives:				7,746,570	1.63%	484,759	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,485,832	1.79%	8,248,591	1.74%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	1256022	10.7900  GBP	10.5750  GBP
0.4p ordinary	Sale	526026	10.7900  GBP	10.5618  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	50	10.7589  GBP
0.4p ordinary	CFD	Decreasing Long	77	10.7637  GBP
0.4p ordinary	SWAP	Decreasing Long	116	10.7100  GBP
0.4p ordinary	SWAP	Decreasing Long	234	10.6450  GBP
0.4p ordinary	SWAP	Decreasing Long	263	10.5853  GBP
0.4p ordinary	SWAP	Decreasing Long	464	10.7167  GBP
0.4p ordinary	SWAP	Decreasing Long	1,315	10.6190  GBP
0.4p ordinary	SWAP	Decreasing Long	1,841	10.6020  GBP
0.4p ordinary	SWAP	Decreasing Long	2,104	10.5966  GBP
0.4p ordinary	SWAP	Decreasing Long	2,961	10.6515  GBP
0.4p ordinary	SWAP	Decreasing Long	3,584	10.6343  GBP
0.4p ordinary	CFD	Decreasing Long	7,823	10.6307  GBP
0.4p ordinary	SWAP	Decreasing Long	8,467	10.6546  GBP
0.4p ordinary	SWAP	Decreasing Long	8,657	10.6095  GBP
0.4p ordinary	SWAP	Decreasing Long	10,810	10.6141  GBP
0.4p ordinary	SWAP	Decreasing Long	11,367	10.6168  GBP
0.4p ordinary	CFD	Decreasing Long	14,296	10.6170  GBP
0.4p ordinary	SWAP	Decreasing Long	14,822	10.6559  GBP
0.4p ordinary	SWAP	Decreasing Long	16,728	10.6842  GBP
0.4p ordinary	CFD	Decreasing Long	17,180	10.7073  GBP
0.4p ordinary	SWAP	Decreasing Long	17,675	10.6328  GBP
0.4p ordinary	SWAP	Decreasing Long	21,416	10.6685  GBP
0.4p ordinary	SWAP	Decreasing Long	27,149	10.6311  GBP
0.4p ordinary	SWAP	Decreasing Long	33,602	10.6124  GBP
0.4p ordinary	SWAP	Decreasing Long	38,007	10.6317  GBP
0.4p ordinary	CFD	Decreasing Long	45,559	10.6950  GBP
0.4p ordinary	SWAP	Decreasing Long	72,491	10.6143  GBP
0.4p ordinary	SWAP	Decreasing Long	432,563	10.6550  GBP
0.4p ordinary	SWAP	Decreasing Short	75	10.5722  GBP
0.4p ordinary	SWAP	Decreasing Short	167	10.7642  GBP
0.4p ordinary	SWAP	Decreasing Short	446	10.6718  GBP
0.4p ordinary	SWAP	Decreasing Short	3,538	10.6874  GBP
0.4p ordinary	SWAP	Increasing Long	724	10.6909  GBP
0.4p ordinary	SWAP	Increasing Long	1,535	10.6902  GBP
0.4p ordinary	CFD	Increasing Long	1,818	10.6747  GBP
0.4p ordinary	SWAP	Increasing Long	4,007	10.7241  GBP
0.4p ordinary	SWAP	Increasing Long	11,053	10.6322  GBP
0.4p ordinary	SWAP	Increasing Long	12,618	10.6869  GBP
0.4p ordinary	SWAP	Increasing Long	15,342	10.6550  GBP
0.4p ordinary	CFD	Increasing Long	15,362	10.6550  GBP
0.4p ordinary	SWAP	Increasing Long	22,104	10.6319  GBP
0.4p ordinary	CFD	Increasing Long	45,559	10.6950  GBP
0.4p ordinary	SWAP	Opening Long	3	10.6833  GBP
0.4p ordinary	SWAP	Opening Long	3,254	10.6891  GBP
0.4p ordinary	SWAP	Opening Long	15,759	10.7083  GBP
0.4p ordinary	SWAP	Opening Long	17,773	10.6387  GBP
0.4p ordinary	SWAP	Opening Short	22,331	10.7901  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				07 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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