Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

10 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			07 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				732,195	0.15%	7,473,755	1.58%
(2) Cash-settled derivatives:				7,460,041	1.57%	481,842	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,192,236	1.73%	7,955,597	1.68%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	444129	10.6940  GBP	10.5771  GBP
0.4p ordinary	Sale	164553	10.6900  GBP	10.5550  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	45	10.6751  GBP
0.4p ordinary	SWAP	Closing Long	1,028	10.5850  GBP
0.4p ordinary	SWAP	Decreasing Long	123	10.6065  GBP
0.4p ordinary	CFD	Decreasing Long	142	10.6553  GBP
0.4p ordinary	SWAP	Decreasing Long	166	10.6604  GBP
0.4p ordinary	SWAP	Decreasing Long	206	10.6788  GBP
0.4p ordinary	SWAP	Decreasing Long	216	10.6806  GBP
0.4p ordinary	SWAP	Decreasing Long	233	10.6656  GBP
0.4p ordinary	SWAP	Decreasing Long	238	10.6706  GBP
0.4p ordinary	SWAP	Decreasing Long	263	10.6824  GBP
0.4p ordinary	SWAP	Decreasing Long	264	10.6756  GBP
0.4p ordinary	SWAP	Decreasing Long	270	10.6654  GBP
0.4p ordinary	SWAP	Decreasing Long	329	10.6463  GBP
0.4p ordinary	SWAP	Decreasing Long	356	10.6670  GBP
0.4p ordinary	SWAP	Decreasing Long	390	10.6134  GBP
0.4p ordinary	SWAP	Decreasing Long	443	10.6782  GBP
0.4p ordinary	SWAP	Decreasing Long	460	10.6356  GBP
0.4p ordinary	SWAP	Decreasing Long	477	10.6593  GBP
0.4p ordinary	SWAP	Decreasing Long	484	10.6721  GBP
0.4p ordinary	SWAP	Decreasing Long	548	10.6808  GBP
0.4p ordinary	SWAP	Decreasing Long	642	10.6517  GBP
0.4p ordinary	SWAP	Decreasing Long	794	10.6932  GBP
0.4p ordinary	SWAP	Decreasing Long	846	10.6804  GBP
0.4p ordinary	SWAP	Decreasing Long	879	10.6805  GBP
0.4p ordinary	SWAP	Decreasing Long	1,079	10.6779  GBP
0.4p ordinary	SWAP	Decreasing Long	1,148	10.5771  GBP
0.4p ordinary	SWAP	Decreasing Long	1,472	10.6241  GBP
0.4p ordinary	SWAP	Decreasing Long	1,507	10.6312  GBP
0.4p ordinary	SWAP	Decreasing Long	1,990	10.6657  GBP
0.4p ordinary	SWAP	Decreasing Long	2,019	10.6854  GBP
0.4p ordinary	SWAP	Decreasing Long	2,020	10.6940  GBP
0.4p ordinary	CFD	Decreasing Long	3,792	10.6421  GBP
0.4p ordinary	CFD	Decreasing Long	6,784	10.6436  GBP
0.4p ordinary	CFD	Decreasing Long	8,957	10.5859  GBP
0.4p ordinary	SWAP	Decreasing Long	10,082	10.6176  GBP
0.4p ordinary	SWAP	Decreasing Long	13,460	10.6676  GBP
0.4p ordinary	SWAP	Decreasing Long	34,282	10.6170  GBP
0.4p ordinary	SWAP	Decreasing Long	36,665	10.6282  GBP
0.4p ordinary	SWAP	Decreasing Long	189,104	10.5850  GBP
0.4p ordinary	SWAP	Decreasing Short	39	10.6449  GBP
0.4p ordinary	SWAP	Decreasing Short	186	10.6450  GBP
0.4p ordinary	SWAP	Decreasing Short	2,692	10.6317  GBP
0.4p ordinary	SWAP	Increasing Long	31	10.6765  GBP
0.4p ordinary	SWAP	Increasing Long	360	10.5849  GBP
0.4p ordinary	SWAP	Increasing Long	559	10.5800  GBP
0.4p ordinary	CFD	Increasing Long	1,003	10.5850  GBP
0.4p ordinary	SWAP	Increasing Long	1,445	10.6245  GBP
0.4p ordinary	SWAP	Increasing Long	1,548	10.5850  GBP
0.4p ordinary	SWAP	Increasing Long	1,876	10.6512  GBP
0.4p ordinary	CFD	Increasing Long	2,789	10.6368  GBP
0.4p ordinary	SWAP	Increasing Long	6,626	10.6493  GBP
0.4p ordinary	SWAP	Increasing Long	9,279	10.5885  GBP
0.4p ordinary	SWAP	Increasing Long	12,068	10.6185  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				10 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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