Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

11 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			10 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				728,164	0.15%	7,393,622	1.56%
(2) Cash-settled derivatives:				7,362,548	1.55%	479,462	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,090,712	1.71%	7,873,084	1.66%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	329966	10.8705  GBP	10.6450  GBP
0.4p ordinary	Sale	253374	10.8550  GBP	10.6357  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	5,373	10.7400  GBP
0.4p ordinary	SWAP	Closing Long	14,637	10.7619  GBP
0.4p ordinary	SWAP	Closing Long	23,233	10.7346  GBP
0.4p ordinary	SWAP	Closing Short	1,168	10.7400  GBP
0.4p ordinary	SWAP	Decreasing Long	23	10.7222  GBP
0.4p ordinary	SWAP	Decreasing Long	62	10.7300  GBP
0.4p ordinary	SWAP	Decreasing Long	116	10.7249  GBP
0.4p ordinary	SWAP	Decreasing Long	214	10.7556  GBP
0.4p ordinary	SWAP	Decreasing Long	227	10.7550  GBP
0.4p ordinary	SWAP	Decreasing Long	270	10.7403  GBP
0.4p ordinary	SWAP	Decreasing Long	444	10.8705  GBP
0.4p ordinary	SWAP	Decreasing Long	532	10.7557  GBP
0.4p ordinary	SWAP	Decreasing Long	572	10.7354  GBP
0.4p ordinary	SWAP	Decreasing Long	646	10.7140  GBP
0.4p ordinary	CFD	Decreasing Long	714	10.8003  GBP
0.4p ordinary	SWAP	Decreasing Long	1,180	10.7562  GBP
0.4p ordinary	SWAP	Decreasing Long	2,200	10.7400  GBP
0.4p ordinary	SWAP	Decreasing Long	3,254	10.7416  GBP
0.4p ordinary	SWAP	Decreasing Long	3,465	10.7362  GBP
0.4p ordinary	SWAP	Decreasing Long	3,774	10.7328  GBP
0.4p ordinary	SWAP	Decreasing Long	4,238	10.7593  GBP
0.4p ordinary	SWAP	Decreasing Long	4,717	10.7980  GBP
0.4p ordinary	SWAP	Decreasing Long	5,177	10.7404  GBP
0.4p ordinary	SWAP	Decreasing Long	5,415	10.7692  GBP
0.4p ordinary	SWAP	Decreasing Long	7,089	10.7891  GBP
0.4p ordinary	SWAP	Decreasing Long	12,121	10.7378  GBP
0.4p ordinary	CFD	Decreasing Long	12,139	10.7720  GBP
0.4p ordinary	SWAP	Decreasing Long	14,234	10.7351  GBP
0.4p ordinary	SWAP	Decreasing Long	19,617	10.7386  GBP
0.4p ordinary	SWAP	Decreasing Long	81,269	10.7400  GBP
0.4p ordinary	SWAP	Decreasing Short	166	10.8335  GBP
0.4p ordinary	SWAP	Decreasing Short	1,046	10.7237  GBP
0.4p ordinary	SWAP	Increasing Long	19	10.8349  GBP
0.4p ordinary	SWAP	Increasing Long	44	10.8059  GBP
0.4p ordinary	SWAP	Increasing Long	162	10.8503  GBP
0.4p ordinary	SWAP	Increasing Long	163	10.7400  GBP
0.4p ordinary	SWAP	Increasing Long	848	10.7126  GBP
0.4p ordinary	SWAP	Increasing Long	1,064	10.7400  GBP
0.4p ordinary	CFD	Increasing Long	2,699	10.6357  GBP
0.4p ordinary	SWAP	Increasing Long	3,938	10.7730  GBP
0.4p ordinary	SWAP	Increasing Long	8,134	10.7842  GBP
0.4p ordinary	SWAP	Increasing Long	8,997	10.7827  GBP
0.4p ordinary	CFD	Increasing Long	9,440	10.7400  GBP
0.4p ordinary	SWAP	Increasing Long	12,077	10.7769  GBP
0.4p ordinary	SWAP	Increasing Long	12,706	10.8033  GBP
0.4p ordinary	SWAP	Increasing Long	29,148	10.7739  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				11 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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