Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

19 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			18 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				746,791	0.16%	6,157,224	1.30%
(2) Cash-settled derivatives:				6,251,246	1.32%	595,930	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				6,998,037	1.48%	6,753,154	1.42%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	1668670	11.3560  GBP	10.6250  GBP
0.4p ordinary	Sale	2039667	11.3022  GBP	10.6255  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	173,953	11.2657  GBP
0.4p ordinary	SWAP	Decreasing Long	13	11.2423  GBP
0.4p ordinary	SWAP	Decreasing Long	75	10.8600  GBP
0.4p ordinary	SWAP	Decreasing Long	1,247	10.8155  GBP
0.4p ordinary	SWAP	Decreasing Long	3,210	11.1237  GBP
0.4p ordinary	SWAP	Decreasing Long	5,444	10.7283  GBP
0.4p ordinary	SWAP	Decreasing Long	8,478	10.8821  GBP
0.4p ordinary	SWAP	Decreasing Long	8,766	11.2960  GBP
0.4p ordinary	SWAP	Decreasing Long	8,783	10.5507  GBP
0.4p ordinary	SWAP	Decreasing Long	14,702	11.1897  GBP
0.4p ordinary	SWAP	Decreasing Long	14,797	11.2089  GBP
0.4p ordinary	SWAP	Decreasing Long	15,382	11.0026  GBP
0.4p ordinary	SWAP	Decreasing Long	17,438	11.2757  GBP
0.4p ordinary	SWAP	Decreasing Long	17,472	10.7314  GBP
0.4p ordinary	SWAP	Decreasing Long	63,957	11.3000  GBP
0.4p ordinary	SWAP	Decreasing Long	88,131	10.9792  GBP
0.4p ordinary	SWAP	Decreasing Long	114,175	10.9775  GBP
0.4p ordinary	CFD	Decreasing Short	608	10.9921  GBP
0.4p ordinary	SWAP	Decreasing Short	1,825	11.0212  GBP
0.4p ordinary	CFD	Decreasing Short	10,330	10.9880  GBP
0.4p ordinary	CFD	Decreasing Short	18,037	11.2445  GBP
0.4p ordinary	CFD	Decreasing Short	50,000	11.2625  GBP
0.4p ordinary	CFD	Decreasing Short	109,617	11.3000  GBP
0.4p ordinary	SWAP	Increasing Long	250	10.6956  GBP
0.4p ordinary	SWAP	Increasing Long	1,079	11.0035  GBP
0.4p ordinary	SWAP	Increasing Long	1,319	11.2777  GBP
0.4p ordinary	SWAP	Increasing Long	1,355	11.2561  GBP
0.4p ordinary	SWAP	Increasing Long	2,279	11.2939  GBP
0.4p ordinary	SWAP	Increasing Long	2,438	11.2741  GBP
0.4p ordinary	SWAP	Increasing Long	2,659	11.2575  GBP
0.4p ordinary	SWAP	Increasing Long	2,979	11.2607  GBP
0.4p ordinary	SWAP	Increasing Long	5,394	11.2997  GBP
0.4p ordinary	SWAP	Increasing Long	6,717	11.2457  GBP
0.4p ordinary	SWAP	Increasing Long	9,346	11.2292  GBP
0.4p ordinary	SWAP	Increasing Long	11,203	11.2340  GBP
0.4p ordinary	SWAP	Increasing Long	23,410	11.2806  GBP
0.4p ordinary	SWAP	Increasing Long	24,624	11.2498  GBP
0.4p ordinary	SWAP	Increasing Long	28,016	11.2788  GBP
0.4p ordinary	SWAP	Increasing Long	30,502	10.8520  GBP
0.4p ordinary	SWAP	Increasing Long	40,480	11.2605  GBP
0.4p ordinary	SWAP	Increasing Long	40,500	11.2806  GBP
0.4p ordinary	SWAP	Increasing Long	67,922	11.1470  GBP
0.4p ordinary	SWAP	Increasing Long	89,567	11.2433  GBP
0.4p ordinary	SWAP	Increasing Long	113,850	11.1806  GBP
0.4p ordinary	SWAP	Increasing Long	185,262	11.3000  GBP
0.4p ordinary	SWAP	Increasing Long	236,752	11.1903  GBP
0.4p ordinary	SWAP	Increasing Short	185	11.2550  GBP
0.4p ordinary	SWAP	Increasing Short	1,000	10.8510  GBP
0.4p ordinary	CFD	Increasing Short	3,000	11.2590  GBP
0.4p ordinary	CFD	Increasing Short	5,000	11.2858  GBP
0.4p ordinary	CFD	Increasing Short	5,000	11.2408  GBP
0.4p ordinary	CFD	Increasing Short	7,334	10.7184  GBP
0.4p ordinary	SWAP	Increasing Short	9,349	11.3022  GBP
0.4p ordinary	CFD	Increasing Short	119,947	11.1504  GBP
0.4p ordinary	SWAP	Opening Short	54,800	11.3000  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END