Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

20 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			19 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				740,973	0.16%	6,601,885	1.39%
(2) Cash-settled derivatives:				6,666,902	1.41%	584,755	0.12%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				7,407,875	1.56%	7,186,640	1.52%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	810055	11.5300  GBP	11.2071  GBP
0.4p ordinary	Sale	1260217	11.5300  GBP	11.1890  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	100	11.2471  GBP
0.4p ordinary	SWAP	Closing Long	11,390	11.3398  GBP
0.4p ordinary	SWAP	Closing Long	21,183	11.2976  GBP
0.4p ordinary	SWAP	Closing Long	139,100	11.3850  GBP
0.4p ordinary	SWAP	Closing Long	187,721	11.5300  GBP
0.4p ordinary	SWAP	Decreasing Long	791	11.2071  GBP
0.4p ordinary	SWAP	Decreasing Long	1,258	11.2306  GBP
0.4p ordinary	SWAP	Decreasing Long	1,268	11.3169  GBP
0.4p ordinary	SWAP	Decreasing Long	1,710	11.2475  GBP
0.4p ordinary	SWAP	Decreasing Long	5,611	11.2356  GBP
0.4p ordinary	SWAP	Decreasing Long	6,175	11.2378  GBP
0.4p ordinary	SWAP	Decreasing Long	6,701	11.2434  GBP
0.4p ordinary	SWAP	Decreasing Long	9,877	11.2407  GBP
0.4p ordinary	SWAP	Decreasing Long	13,232	11.2807  GBP
0.4p ordinary	SWAP	Decreasing Long	22,818	11.3322  GBP
0.4p ordinary	SWAP	Decreasing Long	29,865	11.2380  GBP
0.4p ordinary	SWAP	Decreasing Short	1,500	11.3009  GBP
0.4p ordinary	SWAP	Decreasing Short	2,065	11.2322  GBP
0.4p ordinary	CFD	Decreasing Short	5,097	11.2389  GBP
0.4p ordinary	SWAP	Decreasing Short	10,549	11.5276  GBP
0.4p ordinary	CFD	Decreasing Short	21,150	11.1826  GBP
0.4p ordinary	CFD	Decreasing Short	23,913	11.5289  GBP
0.4p ordinary	CFD	Decreasing Short	76,377	11.5300  GBP
0.4p ordinary	SWAP	Increasing Long	98	11.5299  GBP
0.4p ordinary	SWAP	Increasing Long	998	11.1996  GBP
0.4p ordinary	SWAP	Increasing Long	1,160	11.2503  GBP
0.4p ordinary	SWAP	Increasing Long	1,176	11.2091  GBP
0.4p ordinary	SWAP	Increasing Long	3,377	11.1699  GBP
0.4p ordinary	SWAP	Increasing Long	7,439	11.2014  GBP
0.4p ordinary	SWAP	Increasing Long	10,469	11.3669  GBP
0.4p ordinary	SWAP	Increasing Long	11,192	11.3352  GBP
0.4p ordinary	SWAP	Increasing Long	11,708	11.3863  GBP
0.4p ordinary	SWAP	Increasing Long	15,112	11.3649  GBP
0.4p ordinary	SWAP	Increasing Long	27,427	11.2318  GBP
0.4p ordinary	SWAP	Increasing Long	30,502	11.2817  GBP
0.4p ordinary	SWAP	Increasing Long	33,550	11.3467  GBP
0.4p ordinary	SWAP	Increasing Long	79,224	11.5243  GBP
0.4p ordinary	SWAP	Increasing Long	129,376	11.5274  GBP
0.4p ordinary	SWAP	Increasing Long	210,468	11.5300  GBP
0.4p ordinary	CFD	Increasing Short	250	11.2285  GBP
0.4p ordinary	CFD	Increasing Short	3,000	11.2743  GBP
0.4p ordinary	SWAP	Increasing Short	20,800	11.5300  GBP
0.4p ordinary	CFD	Increasing Short	23,952	11.3966  GBP
0.4p ordinary	CFD	Increasing Short	25,147	11.5300  GBP
0.4p ordinary	CFD	Increasing Short	56,327	11.2311  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				20 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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