Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

24 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			21 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				707,083	0.15%	6,210,629	1.31%
(2) Cash-settled derivatives:				6,355,889	1.34%	642,321	0.14%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				7,062,972	1.49%	6,852,950	1.44%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	580361	11.3526  GBP	11.2435  GBP
0.4p ordinary	Sale	439542	11.3500  GBP	11.2375  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	3,928	11.3247  GBP
0.4p ordinary	SWAP	Closing Long	6,626	11.3350  GBP
0.4p ordinary	SWAP	Closing Long	16,704	11.3222  GBP
0.4p ordinary	SWAP	Closing Long	45,832	11.3350  GBP
0.4p ordinary	SWAP	Closing Long	151,437	11.3342  GBP
0.4p ordinary	SWAP	Decreasing Long	6	11.3400  GBP
0.4p ordinary	SWAP	Decreasing Long	283	11.3250  GBP
0.4p ordinary	SWAP	Decreasing Long	284	11.3200  GBP
0.4p ordinary	SWAP	Decreasing Long	320	11.3312  GBP
0.4p ordinary	SWAP	Decreasing Long	358	11.3125  GBP
0.4p ordinary	SWAP	Decreasing Long	538	11.3250  GBP
0.4p ordinary	SWAP	Decreasing Long	1,196	11.3442  GBP
0.4p ordinary	SWAP	Decreasing Long	1,295	11.3252  GBP
0.4p ordinary	SWAP	Decreasing Long	1,828	11.3595  GBP
0.4p ordinary	SWAP	Decreasing Long	1,980	11.3222  GBP
0.4p ordinary	SWAP	Decreasing Long	2,442	11.3274  GBP
0.4p ordinary	SWAP	Decreasing Long	3,080	11.3289  GBP
0.4p ordinary	SWAP	Decreasing Long	7,864	11.3242  GBP
0.4p ordinary	SWAP	Decreasing Long	16,348	11.3118  GBP
0.4p ordinary	SWAP	Decreasing Long	28,496	11.2937  GBP
0.4p ordinary	SWAP	Decreasing Long	38,756	11.3312  GBP
0.4p ordinary	SWAP	Decreasing Long	90,499	11.3350  GBP
0.4p ordinary	SWAP	Decreasing Long	95,261	11.3333  GBP
0.4p ordinary	SWAP	Decreasing Short	184	11.3003  GBP
0.4p ordinary	SWAP	Decreasing Short	1,025	11.3310  GBP
0.4p ordinary	SWAP	Increasing Long	12	11.3149  GBP
0.4p ordinary	SWAP	Increasing Long	246	11.3253  GBP
0.4p ordinary	SWAP	Increasing Long	272	11.3350  GBP
0.4p ordinary	SWAP	Increasing Long	502	11.3243  GBP
0.4p ordinary	SWAP	Increasing Long	1,159	11.2945  GBP
0.4p ordinary	SWAP	Increasing Long	1,208	11.3478  GBP
0.4p ordinary	SWAP	Increasing Long	1,249	11.3195  GBP
0.4p ordinary	SWAP	Increasing Long	2,646	11.3099  GBP
0.4p ordinary	SWAP	Increasing Long	2,752	11.3435  GBP
0.4p ordinary	SWAP	Increasing Long	2,985	11.3160  GBP
0.4p ordinary	SWAP	Increasing Long	7,626	11.3090  GBP
0.4p ordinary	SWAP	Increasing Long	8,995	11.3123  GBP
0.4p ordinary	SWAP	Increasing Long	48,754	11.2849  GBP
0.4p ordinary	SWAP	Increasing Long	50,889	11.3350  GBP
0.4p ordinary	SWAP	Increasing Long	74,145	11.2880  GBP
0.4p ordinary	SWAP	Increasing Short	125	11.2841  GBP
0.4p ordinary	CFD	Increasing Short	982	11.2837  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				24 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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