Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

27 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			26 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				759,337	0.16%	6,096,593	1.29%
(2) Cash-settled derivatives:				6,182,228	1.30%	611,420	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				6,941,565	1.46%	6,708,013	1.41%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	279183	11.4500  GBP	11.3535  GBP
0.4p ordinary	Sale	263495	11.4450  GBP	11.3514  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	24	11.4183  GBP
0.4p ordinary	SWAP	Closing Long	205	11.4003  GBP
0.4p ordinary	SWAP	Closing Long	694	11.4000  GBP
0.4p ordinary	SWAP	Decreasing Long	25	11.3800  GBP
0.4p ordinary	SWAP	Decreasing Long	69	11.3850  GBP
0.4p ordinary	SWAP	Decreasing Long	158	11.3800  GBP
0.4p ordinary	SWAP	Decreasing Long	242	11.4102  GBP
0.4p ordinary	SWAP	Decreasing Long	625	11.3500  GBP
0.4p ordinary	SWAP	Decreasing Long	1,005	11.4036  GBP
0.4p ordinary	SWAP	Decreasing Long	8,215	11.4368  GBP
0.4p ordinary	SWAP	Decreasing Long	8,373	11.4167  GBP
0.4p ordinary	SWAP	Decreasing Long	11,434	11.4378  GBP
0.4p ordinary	SWAP	Decreasing Long	51,983	11.4000  GBP
0.4p ordinary	SWAP	Decreasing Short	75	11.4321  GBP
0.4p ordinary	SWAP	Decreasing Short	11,829	11.3994  GBP
0.4p ordinary	CFD	Decreasing Short	46,218	11.4000  GBP
0.4p ordinary	SWAP	Increasing Long	98	11.3970  GBP
0.4p ordinary	SWAP	Increasing Long	450	11.3768  GBP
0.4p ordinary	SWAP	Increasing Long	462	11.4250  GBP
0.4p ordinary	SWAP	Increasing Long	509	11.3944  GBP
0.4p ordinary	SWAP	Increasing Long	911	11.3952  GBP
0.4p ordinary	SWAP	Increasing Long	967	11.3919  GBP
0.4p ordinary	SWAP	Increasing Long	1,332	11.3948  GBP
0.4p ordinary	SWAP	Increasing Long	3,059	11.4113  GBP
0.4p ordinary	SWAP	Increasing Long	3,436	11.3999  GBP
0.4p ordinary	SWAP	Increasing Long	3,977	11.4441  GBP
0.4p ordinary	SWAP	Increasing Long	8,764	11.3961  GBP
0.4p ordinary	SWAP	Increasing Long	20,211	11.4000  GBP
0.4p ordinary	SWAP	Increasing Short	78	11.4099  GBP
0.4p ordinary	SWAP	Increasing Short	150	11.3736  GBP
0.4p ordinary	CFD	Increasing Short	180	11.3803  GBP
0.4p ordinary	CFD	Increasing Short	1,501	11.4510  GBP
0.4p ordinary	SWAP	Increasing Short	4,000	11.4000  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				27 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END