Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

28 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			27 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				756,164	0.16%	5,888,054	1.24%
(2) Cash-settled derivatives:				6,015,950	1.27%	655,921	0.14%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				6,772,114	1.43%	6,543,975	1.38%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	319189	11.4050  GBP	11.3210  GBP
0.4p ordinary	Sale	156474	11.4070  GBP	11.3293  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Closing Long	685	11.3980  GBP
0.4p ordinary	SWAP	Closing Long	1,314	11.3210  GBP
0.4p ordinary	SWAP	Closing Long	1,622	11.4011  GBP
0.4p ordinary	SWAP	Closing Long	1,825	11.3602  GBP
0.4p ordinary	SWAP	Decreasing Long	63	11.3650  GBP
0.4p ordinary	SWAP	Decreasing Long	590	11.3504  GBP
0.4p ordinary	SWAP	Decreasing Long	745	11.3744  GBP
0.4p ordinary	SWAP	Decreasing Long	1,050	11.3748  GBP
0.4p ordinary	SWAP	Decreasing Long	1,423	11.3567  GBP
0.4p ordinary	SWAP	Decreasing Long	2,071	11.3938  GBP
0.4p ordinary	SWAP	Decreasing Long	3,435	11.3936  GBP
0.4p ordinary	SWAP	Decreasing Long	4,575	11.3462  GBP
0.4p ordinary	SWAP	Decreasing Long	4,708	11.3789  GBP
0.4p ordinary	SWAP	Decreasing Long	9,464	11.3710  GBP
0.4p ordinary	SWAP	Decreasing Long	11,561	11.3582  GBP
0.4p ordinary	SWAP	Decreasing Long	13,505	11.3986  GBP
0.4p ordinary	SWAP	Decreasing Long	18,220	11.3926  GBP
0.4p ordinary	SWAP	Decreasing Long	96,280	11.3550  GBP
0.4p ordinary	SWAP	Decreasing Short	225	11.3944  GBP
0.4p ordinary	CFD	Decreasing Short	433	11.3939  GBP
0.4p ordinary	SWAP	Decreasing Short	1,017	11.3923  GBP
0.4p ordinary	SWAP	Decreasing Short	3,200	11.3550  GBP
0.4p ordinary	SWAP	Increasing Long	12	11.3319  GBP
0.4p ordinary	SWAP	Increasing Long	12	11.3549  GBP
0.4p ordinary	SWAP	Increasing Long	240	11.4075  GBP
0.4p ordinary	SWAP	Increasing Long	350	11.3370  GBP
0.4p ordinary	SWAP	Increasing Long	756	11.4011  GBP
0.4p ordinary	SWAP	Increasing Long	780	11.3864  GBP
0.4p ordinary	SWAP	Increasing Long	1,111	11.3737  GBP
0.4p ordinary	SWAP	Increasing Long	1,375	11.3897  GBP
0.4p ordinary	SWAP	Increasing Long	2,222	11.3323  GBP
0.4p ordinary	SWAP	Increasing Short	50	11.3561  GBP
0.4p ordinary	SWAP	Increasing Short	164	11.3929  GBP
0.4p ordinary	CFD	Increasing Short	2,944	11.3167  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END