Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Barclays PLC

26 July 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			25 Jul 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				762,124	0.16%	4,021,551	0.85%
(2) Cash-settled derivatives:				3,890,819	0.82%	570,242	0.12%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,652,943	0.98%	4,591,793	0.97%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	247215	11.0500  GBP	10.8916  GBP
0.4p ordinary	Sale	181903	11.0500  GBP	10.9050  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	CFD	Decreasing Short	13,614	11.0490  GBP
0.4p ordinary	CFD	Increasing Short	3,787	10.9271  GBP
0.4p ordinary	CFD	Increasing Short	6,481	10.9411  GBP
0.4p ordinary	SWAP	Opening Long	3,717	11.0500  GBP
0.4p ordinary	SWAP	Closing Long	698	10.9175  GBP
0.4p ordinary	SWAP	Increasing Long	15,981	10.9226  GBP
0.4p ordinary	SWAP	Increasing Long	15,588	11.0486  GBP
0.4p ordinary	SWAP	Increasing Long	24,168	11.0500  GBP
0.4p ordinary	SWAP	Decreasing Long	36	10.8750  GBP
0.4p ordinary	SWAP	Decreasing Long	385	10.9200  GBP
0.4p ordinary	SWAP	Decreasing Long	70	10.9300  GBP
0.4p ordinary	SWAP	Decreasing Long	35,238	10.9369  GBP
0.4p ordinary	SWAP	Increasing Long	5,978	10.9363  GBP
0.4p ordinary	SWAP	Decreasing Long	2,514	10.9282  GBP
0.4p ordinary	SWAP	Decreasing Long	439	10.9287  GBP
0.4p ordinary	SWAP	Decreasing Long	5,540	10.9303  GBP
0.4p ordinary	SWAP	Decreasing Long	5,971	10.9373  GBP
0.4p ordinary	SWAP	Decreasing Long	34,164	10.9399  GBP
0.4p ordinary	SWAP	Decreasing Long	2,188	10.9413  GBP
0.4p ordinary	SWAP	Opening Short	65,515	11.0500  GBP
0.4p ordinary	SWAP	Increasing Long	8,781	10.9209  GBP
0.4p ordinary	SWAP	Increasing Long	18,114	11.0500  GBP
0.4p ordinary	SWAP	Decreasing Long	4,257	10.9614  GBP
0.4p ordinary	SWAP	Increasing Short	5,293	11.0486  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				26 Jul 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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