Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

30 July 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			29 Jul 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				758,878	0.16%	3,869,673	0.82%
(2) Cash-settled derivatives:				3,749,113	0.79%	572,817	0.12%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,507,991	0.95%	4,442,490	0.94%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	331451	11.0900  GBP	10.9978  GBP
0.4p ordinary	Sale	299069	11.0911  GBP	10.9965  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Increasing Short	100	11.0550  GBP
0.4p ordinary	CFD	Decreasing Short	12	11.0733  GBP
0.4p ordinary	CFD	Increasing Short	4,688	11.0231  GBP
0.4p ordinary	CFD	Increasing Short	25	11.0568  GBP
0.4p ordinary	SWAP	Increasing Short	175	11.0420  GBP
0.4p ordinary	SWAP	Increasing Long	15,699	11.0345  GBP
0.4p ordinary	SWAP	Increasing Long	3,367	11.0402  GBP
0.4p ordinary	SWAP	Increasing Long	705	11.0574  GBP
0.4p ordinary	SWAP	Increasing Long	118	11.0900  GBP
0.4p ordinary	SWAP	Decreasing Long	7,685	10.9988  GBP
0.4p ordinary	SWAP	Decreasing Long	24,331	11.0350  GBP
0.4p ordinary	SWAP	Decreasing Long	12,933	11.0379  GBP
0.4p ordinary	SWAP	Decreasing Long	26,463	11.0451  GBP
0.4p ordinary	SWAP	Decreasing Long	6,084	11.0475  GBP
0.4p ordinary	SWAP	Increasing Long	39,909	11.0097  GBP
0.4p ordinary	SWAP	Increasing Long	1,772	11.0220  GBP
0.4p ordinary	SWAP	Increasing Long	3,071	11.0248  GBP
0.4p ordinary	SWAP	Increasing Long	22,718	11.0349  GBP
0.4p ordinary	SWAP	Increasing Long	270	11.0378  GBP
0.4p ordinary	SWAP	Increasing Long	11,295	11.0457  GBP
0.4p ordinary	SWAP	Increasing Long	15	11.0699  GBP
0.4p ordinary	SWAP	Decreasing Long	9,530	11.0598  GBP
0.4p ordinary	SWAP	Decreasing Short	425	11.0703  GBP
0.4p ordinary	SWAP	Increasing Short	312	11.0403  GBP
0.4p ordinary	SWAP	Closing Long	193	11.0540  GBP
0.4p ordinary	SWAP	Increasing Long	95	11.0750  GBP
0.4p ordinary	SWAP	Decreasing Long	21,039	11.0350  GBP
0.4p ordinary	SWAP	Decreasing Long	10,296	11.0396  GBP
0.4p ordinary	SWAP	Decreasing Long	3,432	11.0501  GBP
0.4p ordinary	SWAP	Decreasing Long	4,314	10.6473  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30 Jul 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END