Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

13 August 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				HARGREAVES LANSDOWN PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				HARGREAVES LANSDOWN PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				12 Aug 2024
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,127,016	0.24%	1,867,423	0.39%
(2)	Cash-settled derivatives:
	and/or controlled:			1,747,552	0.37%	972,597	0.21%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			2,874,568	0.61%	2,840,020	0.60%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
0.4p ordinary		Purchase		780,667		11.0350  GBP	11.0100  GBP
0.4p ordinary		Sale		244,160		11.0450  GBP	11.0100  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.4p ordinary		SWAP		Increasing Short		200	11.0200  GBP
0.4p ordinary		CFD		Decreasing Short		1,500	11.0090  GBP
0.4p ordinary		CFD		Decreasing Short		36,615	11.0146  GBP
0.4p ordinary		CFD		Decreasing Short		51,427	11.0177  GBP
0.4p ordinary		CFD		Decreasing Short		3,902	11.0300  GBP
0.4p ordinary		CFD		Decreasing Short		3,143	11.0302  GBP
0.4p ordinary		CFD		Increasing Short		9,000	11.0150  GBP
0.4p ordinary		CFD		Increasing Short		3,151	11.0252  GBP
0.4p ordinary		CFD		Increasing Short		198	11.0268  GBP
0.4p ordinary		SWAP		Decreasing Short		1,116	11.0161  GBP
0.4p ordinary		SWAP		Opening Long		2,964	11.0200  GBP
0.4p ordinary		SWAP		Closing Long		1,408	11.0250  GBP
0.4p ordinary		SWAP		Decreasing Short		33,723	11.0200  GBP
0.4p ordinary		SWAP		Decreasing Short		479	11.0207  GBP
0.4p ordinary		SWAP		Increasing Short		10,126	11.0173  GBP
0.4p ordinary		SWAP		Increasing Short		112,642	11.0207  GBP
0.4p ordinary		SWAP		Decreasing Short		114	11.0181  GBP
0.4p ordinary		SWAP		Opening Short		32,168	11.0188  GBP
0.4p ordinary		SWAP		Opening Short		235	11.0188  GBP
0.4p ordinary		SWAP		Increasing Long		22,763	11.0198  GBP
0.4p ordinary		SWAP		Increasing Long		16,540	11.0233  GBP
0.4p ordinary		SWAP		Decreasing Long		3,172	11.0167  GBP
0.4p ordinary		SWAP		Decreasing Long		43,759	11.0182  GBP
0.4p ordinary		SWAP		Decreasing Long		14,077	11.0201  GBP
0.4p ordinary		SWAP		Decreasing Long		84,553	11.0203  GBP
0.4p ordinary		SWAP		Decreasing Long		1,826	11.0213  GBP
0.4p ordinary		SWAP		Decreasing Long		119,132	11.0223  GBP
0.4p ordinary		SWAP		Increasing Long		20,447	11.0171  GBP
0.4p ordinary		SWAP		Decreasing Long		1,075	11.0220  GBP
0.4p ordinary		SWAP		Decreasing Long		2,336	11.0240  GBP
0.4p ordinary		SWAP		Decreasing Long		16,827	11.0272  GBP
0.4p ordinary		SWAP		Decreasing Long		1,475	11.0361  GBP
0.4p ordinary		SWAP		Decreasing Short		625	11.0161  GBP
0.4p ordinary		SWAP		Decreasing Short		300	11.0213  GBP
0.4p ordinary		SWAP		Increasing Short		848	11.0239  GBP
0.4p ordinary		SWAP		Increasing Long		463	11.0450  GBP
0.4p ordinary		SWAP		Decreasing Long		6,507	11.0171  GBP
0.4p ordinary		SWAP		Decreasing Long		130,200	11.0190  GBP
0.4p ordinary		SWAP		Decreasing Long		51,253	11.0200  GBP
0.4p ordinary		SWAP		Decreasing Long		66,300	11.0221  GBP
0.4p ordinary		SWAP		Decreasing Long		3,252	11.0229  GBP
0.4p ordinary		SWAP		Increasing Short		14,853	11.0200  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 Aug 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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