Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

16 August 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				HARGREAVES LANSDOWN PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				HARGREAVES LANSDOWN PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				15 Aug 2024
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,884,045	0.40%	1,085,002	0.23%
(2)	Cash-settled derivatives:
	and/or controlled:			976,130	0.21%	1,753,437	0.37%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			2,860,175	0.60%	2,838,439	0.60%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
0.4p ordinary		Purchase		804,933		10.9950  GBP	10.9800  GBP
0.4p ordinary		Sale		152,317		10.9950  GBP	10.9756  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.4p ordinary		SWAP		Decreasing Short		100	10.9899  GBP
0.4p ordinary		SWAP		Increasing Short		142	10.9799  GBP
0.4p ordinary		CFD		Decreasing Short		25	10.9792  GBP
0.4p ordinary		CFD		Decreasing Short		500	10.9796  GBP
0.4p ordinary		CFD		Decreasing Short		500	10.9890  GBP
0.4p ordinary		CFD		Increasing Short		4,113	10.9890  GBP
0.4p ordinary		CFD		Increasing Short		2,935	10.9913  GBP
0.4p ordinary		CFD		Increasing Short		140	10.9917  GBP
0.4p ordinary		SWAP		Decreasing Short		1,485	10.9885  GBP
0.4p ordinary		SWAP		Decreasing Short		1	10.9800  GBP
0.4p ordinary		SWAP		Decreasing Short		4,242	10.9887  GBP
0.4p ordinary		SWAP		Increasing Short		463	10.9865  GBP
0.4p ordinary		SWAP		Increasing Short		20,708	10.9900  GBP
0.4p ordinary		SWAP		Increasing Short		20,720	10.9901  GBP
0.4p ordinary		SWAP		Decreasing Short		180	10.9920  GBP
0.4p ordinary		SWAP		Increasing Short		4,072	10.9838  GBP
0.4p ordinary		SWAP		Increasing Short		42,051	10.9854  GBP
0.4p ordinary		SWAP		Increasing Short		160,282	10.9890  GBP
0.4p ordinary		SWAP		Increasing Short		155,289	10.9908  GBP
0.4p ordinary		SWAP		Increasing Short		29	10.9838  GBP
0.4p ordinary		SWAP		Increasing Short		308	10.9854  GBP
0.4p ordinary		SWAP		Increasing Short		1,172	10.9890  GBP
0.4p ordinary		SWAP		Increasing Short		1,137	10.9908  GBP
0.4p ordinary		SWAP		Increasing Short		1,438	10.9850  GBP
0.4p ordinary		SWAP		Decreasing Short		16,864	10.9831  GBP
0.4p ordinary		SWAP		Decreasing Short		2,183	10.9838  GBP
0.4p ordinary		SWAP		Decreasing Short		529	10.9842  GBP
0.4p ordinary		SWAP		Decreasing Short		20	11.0000  GBP
0.4p ordinary		SWAP		Increasing Short		1,276	10.9872  GBP
0.4p ordinary		SWAP		Increasing Short		30,164	10.9899  GBP
0.4p ordinary		SWAP		Increasing Short		57,069	10.9900  GBP
0.4p ordinary		SWAP		Increasing Short		5,001	10.9905  GBP
0.4p ordinary		SWAP		Increasing Short		537	10.9919  GBP
0.4p ordinary		SWAP		Increasing Short		60,266	10.9950  GBP
0.4p ordinary		SWAP		Increasing Long		129	10.9849  GBP
0.4p ordinary		SWAP		Decreasing Long		1,958	10.9898  GBP
0.4p ordinary		SWAP		Decreasing Long		16,591	10.9931  GBP
0.4p ordinary		SWAP		Decreasing Long		20,049	10.9944  GBP
0.4p ordinary		SWAP		Decreasing Long		1,148	10.9956  GBP
0.4p ordinary		SWAP		Decreasing Short		834	10.9885  GBP
0.4p ordinary		SWAP		Decreasing Short		566	10.9894  GBP
0.4p ordinary		SWAP		Decreasing Long		1,756	10.9895  GBP
0.4p ordinary		SWAP		Decreasing Long		3,843	10.9896  GBP
0.4p ordinary		SWAP		Decreasing Long		51,821	10.9900  GBP
0.4p ordinary		SWAP		Decreasing Long		15,526	10.9942  GBP
0.4p ordinary		SWAP		Increasing Short		6,792	10.9700  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				16 Aug 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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