Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

21 August 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			20 Aug 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,912,627	0.61%	608,536	0.13%
(2) Cash-settled derivatives:				501,002	0.11%	2,789,480	0.59%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,413,629	0.72%	3,398,016	0.72%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	297894	11.0270  GBP	10.9996  GBP
0.4p ordinary	Sale	261847	11.0150  GBP	10.9962  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Increasing Short	353	11.0136  GBP
0.4p ordinary	CFD	Decreasing Short	51,315	11.0000  GBP
0.4p ordinary	CFD	Increasing Short	325	11.0060  GBP
0.4p ordinary	SWAP	Decreasing Short	2,166	11.0062  GBP
0.4p ordinary	SWAP	Decreasing Short	45,894	11.0000  GBP
0.4p ordinary	SWAP	Decreasing Short	7,051	11.0035  GBP
0.4p ordinary	SWAP	Increasing Short	6,999	11.0027  GBP
0.4p ordinary	SWAP	Decreasing Short	105	11.0035  GBP
0.4p ordinary	SWAP	Increasing Short	28,494	11.0042  GBP
0.4p ordinary	SWAP	Increasing Short	210	11.0042  GBP
0.4p ordinary	SWAP	Decreasing Short	19,559	11.0002  GBP
0.4p ordinary	SWAP	Decreasing Short	28,870	11.0018  GBP
0.4p ordinary	SWAP	Decreasing Short	5	11.0100  GBP
0.4p ordinary	SWAP	Decreasing Short	863	11.0150  GBP
0.4p ordinary	SWAP	Increasing Short	2,880	10.9988  GBP
0.4p ordinary	SWAP	Increasing Short	12,921	11.0000  GBP
0.4p ordinary	SWAP	Increasing Short	17,563	11.0036  GBP
0.4p ordinary	SWAP	Increasing Short	24,630	11.0057  GBP
0.4p ordinary	SWAP	Increasing Short	13,709	11.0062  GBP
0.4p ordinary	SWAP	Increasing Short	1,251	11.0082  GBP
0.4p ordinary	SWAP	Opening Long	5,672	11.0017  GBP
0.4p ordinary	SWAP	Decreasing Long	10	11.0026  GBP
0.4p ordinary	SWAP	Decreasing Long	180	11.0050  GBP
0.4p ordinary	SWAP	Decreasing Long	171	11.0061  GBP
0.4p ordinary	SWAP	Decreasing Long	56	11.0066  GBP
0.4p ordinary	SWAP	Increasing Short	17,857	11.0022  GBP
0.4p ordinary	SWAP	Decreasing Short	322	11.0054  GBP
0.4p ordinary	SWAP	Decreasing Short	1,217	11.0062  GBP
0.4p ordinary	SWAP	Increasing Long	7,993	11.0011  GBP
0.4p ordinary	SWAP	Increasing Long	2,709	11.0032  GBP
0.4p ordinary	SWAP	Decreasing Long	749	11.0014  GBP
0.4p ordinary	SWAP	Decreasing Long	5,730	11.0017  GBP
0.4p ordinary	SWAP	Decreasing Long	4,228	11.0060  GBP
0.4p ordinary	SWAP	Decreasing Long	65,431	11.0071  GBP
0.4p ordinary	SWAP	Decreasing Long	620	11.0250  GBP
0.4p ordinary	SWAP	Increasing Short	6,914	11.0550  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				21 Aug 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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