Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Barclays PLC

23 August 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			22 Aug 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,029,943	0.64%	503,290	0.11%
(2) Cash-settled derivatives:				387,171	0.08%	2,905,580	0.61%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,417,114	0.72%	3,408,870	0.72%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	347690	11.0186  GBP	11.0000  GBP
0.4p ordinary	Sale	193821	11.0300  GBP	10.9900  GBP
(b)	a
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	CFD	Increasing Short	2,542	11.0174  GBP
0.4p ordinary	SWAP	Decreasing Short	1,149	11.0119  GBP
0.4p ordinary	SWAP	Decreasing Short	4,077	11.0035  GBP
0.4p ordinary	SWAP	Decreasing Short	57,120	11.0050  GBP
0.4p ordinary	SWAP	Increasing Short	6,139	11.0145  GBP
0.4p ordinary	SWAP	Decreasing Short	70	11.0099  GBP
0.4p ordinary	SWAP	Increasing Short	107,529	11.0008  GBP
0.4p ordinary	SWAP	Increasing Short	796	11.0008  GBP
0.4p ordinary	SWAP	Decreasing Short	8,238	11.0030  GBP
0.4p ordinary	SWAP	Decreasing Short	14,280	11.0041  GBP
0.4p ordinary	SWAP	Decreasing Short	14,998	11.0052  GBP
0.4p ordinary	SWAP	Decreasing Short	15,354	11.0174  GBP
0.4p ordinary	SWAP	Increasing Short	32,600	11.0050  GBP
0.4p ordinary	SWAP	Increasing Short	6,921	11.0067  GBP
0.4p ordinary	SWAP	Increasing Short	453	11.0078  GBP
0.4p ordinary	SWAP	Increasing Short	6,241	11.0123  GBP
0.4p ordinary	SWAP	Increasing Short	14,030	11.0140  GBP
0.4p ordinary	SWAP	Increasing Long	818	11.0109  GBP
0.4p ordinary	SWAP	Decreasing Long	225	11.0110  GBP
0.4p ordinary	SWAP	Decreasing Long	1,778	11.0137  GBP
0.4p ordinary	SWAP	Decreasing Long	372	11.0142  GBP
0.4p ordinary	SWAP	Increasing Short	24,257	11.0072  GBP
0.4p ordinary	SWAP	Decreasing Short	958	11.0119  GBP
0.4p ordinary	SWAP	Increasing Long	14,822	11.0041  GBP
0.4p ordinary	SWAP	Decreasing Long	24,713	11.0050  GBP
0.4p ordinary	SWAP	Decreasing Long	6,150	11.0091  GBP
0.4p ordinary	SWAP	Decreasing Long	39,627	11.0097  GBP
0.4p ordinary	SWAP	Decreasing Long	284	11.0125  GBP
0.4p ordinary	SWAP	Decreasing Long	4,379	11.0143  GBP
0.4p ordinary	SWAP	Decreasing Long	635	11.0150  GBP
0.4p ordinary	SWAP	Opening Short	2,513	10.9999  GBP
0.4p ordinary	SWAP	Increasing Short	1,081	11.0080  GBP
0.4p ordinary	SWAP	Increasing Short	3,737	11.0000  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				23 Aug 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END