Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

27 September 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			26 Sep 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,204,823	0.89%	438,598	0.09%
(2) Cash-settled derivatives:				584,098	0.12%	3,880,213	0.82%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,788,921	1.01%	4,318,811	0.91%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	228722	11.1068  GBP	11.0937  GBP
0.4p ordinary	Sale	98439	11.1050  GBP	11.0900  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	1,291	11.0904  GBP
0.4p ordinary	SWAP	Decreasing Short	1,034	11.0937  GBP
0.4p ordinary	SWAP	Decreasing Short	7,599	11.0958  GBP
0.4p ordinary	SWAP	Decreasing Short	3,291	11.0988  GBP
0.4p ordinary	SWAP	Decreasing Short	4,210	11.0990  GBP
0.4p ordinary	SWAP	Decreasing Short	232	11.1023  GBP
0.4p ordinary	SWAP	Decreasing Short	561	11.1050  GBP
0.4p ordinary	SWAP	Decreasing Short	1	11.1100  GBP
0.4p ordinary	SWAP	Increasing Short	1,893	11.0957  GBP
0.4p ordinary	SWAP	Increasing Short	12,549	11.0975  GBP
0.4p ordinary	SWAP	Increasing Short	7,844	11.0981  GBP
0.4p ordinary	SWAP	Increasing Short	5,098	11.0988  GBP
0.4p ordinary	SWAP	Increasing Short	23,479	11.0992  GBP
0.4p ordinary	SWAP	Increasing Short	4,139	11.0995  GBP
0.4p ordinary	SWAP	Increasing Short	32	11.1000  GBP
0.4p ordinary	SWAP	Increasing Short	6,919	11.1042  GBP
0.4p ordinary	SWAP	Increasing Short	17,454	11.1046  GBP
0.4p ordinary	SWAP	Increasing Short	18,772	11.1047  GBP
0.4p ordinary	SWAP	Increasing Short	23,878	11.1049  GBP
0.4p ordinary	SWAP	Increasing Short	17,172	11.1050  GBP
0.4p ordinary	SWAP	Decreasing Long	100	11.0951  GBP
0.4p ordinary	CFD	Increasing Short	410	11.0994  GBP
0.4p ordinary	CFD	Increasing Short	1,126	11.1035  GBP
0.4p ordinary	CFD	Increasing Short	7,637	11.1043  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				27 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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