Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Barclays PLC

01 October 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				HARGREAVES LANSDOWN PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				HARGREAVES LANSDOWN PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				30 Sep 2024
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,293,723	0.91%	458,477	0.10%
(2)	Cash-settled derivatives:
	and/or controlled:			596,400	0.13%	3,964,208	0.84%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			4,890,123	1.03%	4,422,685	0.93%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
0.4p ordinary		Purchase		123,174		11.1450  GBP	11.1089  GBP
0.4p ordinary		Sale		132,443		11.1455  GBP	11.1024  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
0.4p ordinary		SWAP		Decreasing Short		12	11.0800  GBP
0.4p ordinary		SWAP		Decreasing Short		1,689	11.1041  GBP
0.4p ordinary		SWAP		Decreasing Short		6,223	11.1068  GBP
0.4p ordinary		SWAP		Decreasing Short		63	11.1076  GBP
0.4p ordinary		SWAP		Decreasing Short		1,931	11.1083  GBP
0.4p ordinary		SWAP		Decreasing Short		1,640	11.1092  GBP
0.4p ordinary		SWAP		Decreasing Short		3,275	11.1105  GBP
0.4p ordinary		SWAP		Decreasing Short		12,711	11.1149  GBP
0.4p ordinary		SWAP		Decreasing Short		1,619	11.1278  GBP
0.4p ordinary		SWAP		Decreasing Short		2,624	11.1426  GBP
0.4p ordinary		SWAP		Decreasing Short		20,967	11.1437  GBP
0.4p ordinary		SWAP		Decreasing Short		2,053	11.1450  GBP
0.4p ordinary		SWAP		Increasing Short		926	11.1089  GBP
0.4p ordinary		SWAP		Increasing Short		29	11.1100  GBP
0.4p ordinary		SWAP		Increasing Short		239	11.1133  GBP
0.4p ordinary		SWAP		Increasing Short		672	11.1250  GBP
0.4p ordinary		SWAP		Increasing Short		29,935	11.1413  GBP
0.4p ordinary		SWAP		Increasing Short		39,770	11.1450  GBP
0.4p ordinary		CFD		Decreasing Short		174	11.0943  GBP
0.4p ordinary		CFD		Decreasing Short		25,104	11.1439  GBP
0.4p ordinary		CFD		Increasing Short		1,542	11.1159  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				01 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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