Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Barclays PLC

02 October 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			01 Oct 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,503,513	0.95%	424,882	0.09%
(2) Cash-settled derivatives:				572,635	0.12%	4,179,635	0.88%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				5,076,148	1.07%	4,604,517	0.97%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	303891	11.1433  GBP	11.1138  GBP
0.4p ordinary	Sale	72161	11.1350  GBP	11.1114  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	1,867	11.1101  GBP
0.4p ordinary	SWAP	Decreasing Short	25,900	11.1131  GBP
0.4p ordinary	SWAP	Decreasing Short	3,181	11.1136  GBP
0.4p ordinary	SWAP	Decreasing Short	6,422	11.1150  GBP
0.4p ordinary	SWAP	Decreasing Short	6,672	11.1163  GBP
0.4p ordinary	SWAP	Decreasing Short	2,180	11.1191  GBP
0.4p ordinary	SWAP	Decreasing Short	2,472	11.1257  GBP
0.4p ordinary	SWAP	Decreasing Short	3,215	11.1283  GBP
0.4p ordinary	SWAP	Decreasing Short	1	11.1300  GBP
0.4p ordinary	SWAP	Increasing Short	10,797	11.1150  GBP
0.4p ordinary	SWAP	Increasing Short	8,551	11.1151  GBP
0.4p ordinary	SWAP	Increasing Short	4,912	11.1158  GBP
0.4p ordinary	SWAP	Increasing Short	14,355	11.1167  GBP
0.4p ordinary	SWAP	Increasing Short	1,047	11.1191  GBP
0.4p ordinary	SWAP	Increasing Short	6,929	11.1231  GBP
0.4p ordinary	SWAP	Increasing Short	853	11.1290  GBP
0.4p ordinary	SWAP	Increasing Short	14,018	11.1291  GBP
0.4p ordinary	SWAP	Increasing Short	2,671	11.1366  GBP
0.4p ordinary	SWAP	Increasing Short	628	11.1379  GBP
0.4p ordinary	SWAP	Increasing Short	2,387	11.1423  GBP
0.4p ordinary	SWAP	Increasing Short	200,000	11.1433  GBP
0.4p ordinary	CFD	Decreasing Short	3,018	11.1122  GBP
0.4p ordinary	CFD	Increasing Short	19,407	11.1251  GBP
0.4p ordinary	CFD	Increasing Short	5,900	11.1396  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				02 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END