Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Barclays PLC

15 November 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			14 Nov 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,482,539	1.78%	64,450	0.01%
(2) Cash-settled derivatives:				281,665	0.05%	8,222,526	1.73%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,764,204	1.83%	8,286,976	1.74%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	302114	10.9300  GBP	10.9100  GBP
0.4p ordinary	Sale	207808	10.9300  GBP	10.9072  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	783	10.9100  GBP
0.4p ordinary	SWAP	Decreasing Short	24,544	10.9164  GBP
0.4p ordinary	SWAP	Decreasing Short	200	10.9173  GBP
0.4p ordinary	SWAP	Decreasing Short	6,213	10.9191  GBP
0.4p ordinary	SWAP	Decreasing Short	2,472	10.9192  GBP
0.4p ordinary	SWAP	Decreasing Short	6,425	10.9215  GBP
0.4p ordinary	SWAP	Decreasing Short	568	10.9218  GBP
0.4p ordinary	SWAP	Decreasing Short	34,696	10.9234  GBP
0.4p ordinary	SWAP	Decreasing Short	330	10.9250  GBP
0.4p ordinary	SWAP	Decreasing Short	271	10.9275  GBP
0.4p ordinary	SWAP	Increasing Short	6,686	10.9110  GBP
0.4p ordinary	SWAP	Increasing Short	5,714	10.9200  GBP
0.4p ordinary	SWAP	Increasing Short	4,233	10.9203  GBP
0.4p ordinary	SWAP	Increasing Short	2,112	10.9208  GBP
0.4p ordinary	SWAP	Increasing Short	20,599	10.9222  GBP
0.4p ordinary	SWAP	Increasing Short	50,762	10.9228  GBP
0.4p ordinary	SWAP	Increasing Short	11,154	10.9240  GBP
0.4p ordinary	SWAP	Increasing Short	12,552	10.9250  GBP
0.4p ordinary	SWAP	Increasing Short	1,146	10.9300  GBP
0.4p ordinary	CFD	Increasing Short	8,297	10.9216  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				15 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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