FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
KEYWORDS STUDIOS PLC |
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(c) |
Name of the party to the offer with which exempt |
KEYWORDS STUDIOS PLC |
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(d) |
Date position held/dealing undertaken: |
28 Jun 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
1,043,291 |
1.31% |
228,970 |
0.29% |
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(2) Cash-settled derivatives: |
209,341 |
0.26% |
1,032,316 |
1.29% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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1,252,632 |
1.57% |
1,261,286 |
1.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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1p ordinary |
Purchase |
525153 |
23.1200 GBP |
23.0000 GBP |
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1p ordinary |
Sale |
354480 |
23.2000 GBP |
22.9885 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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1p ordinary |
SWAP |
Decreasing Short |
23,538 |
23.0108 GBP |
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1p ordinary |
SWAP |
Increasing Short |
237 |
23.1199 GBP |
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1p ordinary |
CFD |
Increasing Long |
404 |
23.0979 GBP |
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1p ordinary |
CFD |
Increasing Long |
38,750 |
23.1200 GBP |
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1p ordinary |
CFD |
Increasing Long |
531 |
23.1281 GBP |
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1p ordinary |
CFD |
Decreasing Long |
1,281 |
23.0515 GBP |
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1p ordinary |
CFD |
Decreasing Long |
1,976 |
23.0633 GBP |
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1p ordinary |
CFD |
Decreasing Long |
500 |
23.1000 GBP |
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1p ordinary |
CFD |
Decreasing Long |
2,956 |
23.1198 GBP |
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1p ordinary |
CFD |
Decreasing Long |
38,750 |
23.1200 GBP |
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1p ordinary |
SWAP |
Increasing Long |
793 |
23.0875 GBP |
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1p ordinary |
SWAP |
Increasing Long |
401 |
23.1146 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
180 |
23.0963 GBP |
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1p ordinary |
SWAP |
Increasing Long |
42 |
23.0762 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
108,552 |
23.0840 GBP |
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1p ordinary |
SWAP |
Increasing Short |
95,305 |
23.0840 GBP |
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1p ordinary |
SWAP |
Closing Short |
152,716 |
22.9885 GBP |
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1p ordinary |
SWAP |
Increasing Short |
2,280 |
23.0840 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
27,867 |
23.0547 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
748 |
23.0962 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,083 |
23.1000 GBP |
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1p ordinary |
SWAP |
Increasing Short |
830 |
23.0000 GBP |
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1p ordinary |
SWAP |
Increasing Short |
197 |
23.0109 GBP |
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1p ordinary |
SWAP |
Increasing Short |
30,015 |
23.0115 GBP |
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1p ordinary |
SWAP |
Increasing Short |
245 |
23.0624 GBP |
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1p ordinary |
SWAP |
Increasing Short |
750 |
23.0805 GBP |
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1p ordinary |
SWAP |
Increasing Short |
16,749 |
23.0846 GBP |
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1p ordinary |
SWAP |
Increasing Short |
17,131 |
23.1200 GBP |
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1p ordinary |
SWAP |
Increasing Long |
5,980 |
23.0552 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
3,513 |
23.0800 GBP |
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1p ordinary |
SWAP |
Increasing Long |
450 |
23.0875 GBP |
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1p ordinary |
SWAP |
Increasing Long |
143 |
23.0953 GBP |
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1p ordinary |
SWAP |
Increasing Long |
229 |
23.1147 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1 |
23.1181 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
64 |
23.1195 GBP |
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1p ordinary |
SWAP |
Increasing Short |
223 |
23.0888 GBP |
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1p ordinary |
SWAP |
Increasing Short |
2,933 |
23.1027 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,200 |
23.0004 GBP |
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1p ordinary |
SWAP |
Increasing Short |
15,000 |
23.0658 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
10,998 |
23.0474 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,778 |
23.0000 GBP |
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1p ordinary |
SWAP |
Increasing Short |
71,872 |
23.0115 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,749 |
23.0805 GBP |
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1p ordinary |
SWAP |
Increasing Short |
13,183 |
23.0831 GBP |
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1p ordinary |
SWAP |
Increasing Short |
17,725 |
23.1200 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
01 Jul 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |