Form 8.5 (EPT/NON-RI) LXi REIT plc

RNS Number : 4575L

Barclays PLC

13 May 2022

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

LXI REIT PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

LXi REIT plc

principal trader is connected

(d)

Date position held/dealing undertaken:

12 May 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

trader making disclosures in respect of any other party to the offer?

SECURE INCOME REIT PLC

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

6,711,294

0.74%

657,539

0.07%

(2)

Cash-settled derivatives:

4,078,183

0.45%

4,492,974

0.49%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

10,789,477

1.18%

5,150,513

0.57%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		147,829		1.3749 GBP	1.342 GBP
1p ordinary		Sale		432,544		1.3840 GBP	1.3505 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Short		200	1.3747 GBP
1p ordinary		SWAP		Decreasing Short		1,615	1.3700 GBP
1p ordinary		SWAP		Decreasing Short		4,197	1.3771 GBP
1p ordinary		SWAP		Decreasing Short		5,802	1.3560 GBP
1p ordinary		SWAP		Decreasing Short		15,550	1.3505 GBP
1p ordinary		SWAP		Decreasing Short		59,828	1.3517 GBP
1p ordinary		SWAP		Decreasing Short		82,568	1.3599 GBP
1p ordinary		SWAP		Increasing Long		3,904	1.3420 GBP
1p ordinary		SWAP		Increasing Long		11,796	1.3799 GBP
1p ordinary		SWAP		Increasing Long		42,103	1.3551 GBP
1p ordinary		SWAP		Increasing Long		48,601	1.3607 GBP
1p ordinary		SWAP		Increasing Short		200	1.3747 GBP
1p ordinary		SWAP		Increasing Short		6,369	1.3501 GBP
1p ordinary		CFD		Increasing Short		8,462	1.3681 GBP
1p ordinary		CFD		Increasing Short		20,000	1.3632 GBP
1p ordinary		CFD		Increasing Short		24,211	1.3584 GBP
1p ordinary		CFD		Increasing Short		42,855	1.3560 GBP
1p ordinary		SWAP		Opening Long		323	1.3521 GBP
1p ordinary		SWAP		Opening Long		4,553	1.3646 GBP
1p ordinary		SWAP		Opening Long		24,416	1.3746 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 May 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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