Form 8.5 (EPT/NON-RI) LXi REIT plc

RNS Number : 1204M

Barclays PLC

19 May 2022

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

LXI REIT PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

LXi REIT plc

principal trader is connected

(d)

Date position held/dealing undertaken:

18 May 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

trader making disclosures in respect of any other party to the offer?

SECURE INCOME REIT PLC

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

5,829,520

0.64%

941,800

0.10%

(2)

Cash-settled derivatives:

4,706,381

0.52%

4,101,194

0.45%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

10,535,901

1.16%

5,042,994

0.55%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		664,597		1.4400 GBP	1.4 GBP
1p ordinary		Sale		1,108,005		1.4370 GBP	1.399 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Short		1,712	1.4219 GBP
1p ordinary		SWAP		Decreasing Short		4,559	1.4199 GBP
1p ordinary		CFD		Decreasing Short		5,268	1.4201 GBP
1p ordinary		CFD		Decreasing Short		6,618	1.4377 GBP
1p ordinary		CFD		Decreasing Short		20,000	1.4188 GBP
1p ordinary		CFD		Decreasing Short		30,989	1.4078 GBP
1p ordinary		SWAP		Decreasing Short		36,056	1.4168 GBP
1p ordinary		CFD		Decreasing Short		37,978	1.4009 GBP
1p ordinary		SWAP		Increasing Long		54	1.4046 GBP
1p ordinary		SWAP		Increasing Long		230	1.3999 GBP
1p ordinary		SWAP		Increasing Long		68,344	1.4092 GBP
1p ordinary		SWAP		Increasing Long		213,168	1.4179 GBP
1p ordinary		SWAP		Increasing Short		4,559	1.4199 GBP
1p ordinary		SWAP		Increasing Short		148,500	1.4195 GBP
1p ordinary		SWAP		Increasing Short		148,500	1.4206 GBP
1p ordinary		SWAP		Opening Long		2,500	1.4076 GBP
1p ordinary		SWAP		Opening Long		5,441	1.4139 GBP
1p ordinary		SWAP		Opening Long		11,440	1.4032 GBP
1p ordinary		SWAP		Opening Long		12,081	1.4164 GBP
1p ordinary		SWAP		Opening Long		16,286	1.4163 GBP
1p ordinary		SWAP		Opening Long		20,857	1.4125 GBP
1p ordinary		SWAP		Opening Long		21,001	1.4137 GBP
1p ordinary		SWAP		Opening Long		21,296	1.4193 GBP
1p ordinary		SWAP		Opening Long		23,919	1.4152 GBP
1p ordinary		SWAP		Opening Long		24,133	1.4165 GBP
1p ordinary		SWAP		Opening Long		38,580	1.4276 GBP
1p ordinary		SWAP		Opening Long		48,731	1.4183 GBP
1p ordinary		SWAP		Opening Long		186,623	1.4203 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19 May 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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