Form 8.5 (EPT/NON-RI) LXI REIT PLC

RNS Number : 3095P

Barclays PLC

17 June 2022

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				LXI REIT PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				LXI REIT PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				16 June 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				SECURE INCOME REIT PLC
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			1p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		4,882,709	0.54%	3,364,542	0.37%
(2)	Cash-settled derivatives:
			4,119,811	0.45%	3,606,964	0.40%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		9,002,520	0.99%	6,971,506	0.76%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		636,510		1.4203 GBP	1.4049 GBP
1p ordinary		Sale		313,324		1.4213 GBP	1.404 GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Long		827	1.4033 GBP
1p ordinary		SWAP		Decreasing Long		1,310	1.4231 GBP
1p ordinary		SWAP		Decreasing Long		2,026	1.4118 GBP
1p ordinary		SWAP		Decreasing Long		2,364	1.4039 GBP
1p ordinary		SWAP		Decreasing Long		4,403	1.4100 GBP
1p ordinary		SWAP		Decreasing Long		5,232	1.4213 GBP
1p ordinary		SWAP		Decreasing Long		8,583	1.4085 GBP
1p ordinary		SWAP		Decreasing Long		9,920	1.4091 GBP
1p ordinary		SWAP		Decreasing Long		12,591	1.4084 GBP
1p ordinary		SWAP		Decreasing Long		13,632	1.4099 GBP
1p ordinary		SWAP		Decreasing Long		16,854	1.4052 GBP
1p ordinary		SWAP		Decreasing Long		19,638	1.4112 GBP
1p ordinary		SWAP		Decreasing Long		22,555	1.4097 GBP
1p ordinary		SWAP		Decreasing Long		27,556	1.4107 GBP
1p ordinary		SWAP		Decreasing Long		37,939	1.4126 GBP
1p ordinary		SWAP		Decreasing Long		38,422	1.4101 GBP
1p ordinary		SWAP		Decreasing Long		88,524	1.4220 GBP
1p ordinary		SWAP		Decreasing Long		127,566	1.4060 GBP
1p ordinary		SWAP		Decreasing Short		9,119	1.4160 GBP
1p ordinary		SWAP		Decreasing Short		89,053	1.4140 GBP
1p ordinary		SWAP		Increasing Long		619	1.4059 GBP
1p ordinary		SWAP		Increasing Long		5,056	1.4052 GBP
1p ordinary		SWAP		Increasing Long		7,745	1.4060 GBP
1p ordinary		SWAP		Increasing Short		200	1.4099 GBP
1p ordinary		CFD		Increasing Short		400	1.4134 GBP
1p ordinary		CFD		Increasing Short		1,765	1.4138 GBP
1p ordinary		CFD		Increasing Short		2,164	1.4130 GBP
1p ordinary		SWAP		Increasing Short		5,129	1.4119 GBP
1p ordinary		SWAP		Increasing Short		9,119	1.4160 GBP
1p ordinary		CFD		Increasing Short		9,365	1.4142 GBP
1p ordinary		SWAP		Increasing Short		9,550	1.4121 GBP
1p ordinary		CFD		Increasing Short		11,524	1.4059 GBP
1p ordinary		CFD		Increasing Short		14,414	1.4131 GBP
1p ordinary		CFD		Increasing Short		21,602	1.4106 GBP
1p ordinary		CFD		Increasing Short		42,994	1.4160 GBP
1p ordinary		CFD		Increasing Short		44,545	1.4131 GBP
1p ordinary		CFD		Increasing Short		46,410	1.4058 GBP
1p ordinary		CFD		Increasing Short		79,265	1.4128 GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				17 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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