Form 8.5 (EPT/NON-RI) LXi REIT plc

RNS Number : 6305P

Barclays PLC

21 June 2022

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

LXI REIT PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

LXi REIT plc

principal trader is connected

(d)

Date position held/dealing undertaken:

20 June 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

trader making disclosures in respect of any other party to the offer?

SECURE INCOME REIT PLC

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

5,256,336

0.58%

6,743,223

0.74%

(2)

Cash-settled derivatives:

4,147,608

0.45%

3,926,185

0.43%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

9,403,944

1.03%

10,669,408

1.17%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		758,927		1.3998 GBP	1.354 GBP
1p ordinary		Sale		1,118,649		1.4000 GBP	1.3561 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Long		4,932	1.3740 GBP
1p ordinary		SWAP		Decreasing Long		12,993	1.3816 GBP
1p ordinary		SWAP		Decreasing Long		28,292	1.3823 GBP
1p ordinary		SWAP		Decreasing Long		35,265	1.3800 GBP
1p ordinary		SWAP		Decreasing Long		85,309	1.3799 GBP
1p ordinary		CFD		Decreasing Short		89	1.3929 GBP
1p ordinary		CFD		Decreasing Short		324	1.3705 GBP
1p ordinary		CFD		Decreasing Short		652	1.3793 GBP
1p ordinary		SWAP		Decreasing Short		1,557	1.3823 GBP
1p ordinary		SWAP		Decreasing Short		2,168	1.3600 GBP
1p ordinary		SWAP		Decreasing Short		2,192	1.3820 GBP
1p ordinary		SWAP		Decreasing Short		2,258	1.3780 GBP
1p ordinary		SWAP		Decreasing Short		2,635	1.3700 GBP
1p ordinary		SWAP		Decreasing Short		4,072	1.3761 GBP
1p ordinary		SWAP		Decreasing Short		4,161	1.3739 GBP
1p ordinary		SWAP		Decreasing Short		4,932	1.3740 GBP
1p ordinary		SWAP		Decreasing Short		5,231	1.3750 GBP
1p ordinary		SWAP		Decreasing Short		5,913	1.3805 GBP
1p ordinary		SWAP		Decreasing Short		6,815	1.3791 GBP
1p ordinary		CFD		Decreasing Short		7,100	1.3651 GBP
1p ordinary		SWAP		Decreasing Short		8,462	1.3815 GBP
1p ordinary		SWAP		Decreasing Short		8,865	1.3930 GBP
1p ordinary		SWAP		Decreasing Short		9,929	1.3732 GBP
1p ordinary		SWAP		Decreasing Short		10,033	1.3716 GBP
1p ordinary		SWAP		Decreasing Short		14,487	1.3729 GBP
1p ordinary		SWAP		Decreasing Short		15,118	1.3772 GBP
1p ordinary		CFD		Decreasing Short		17,479	1.3800 GBP
1p ordinary		SWAP		Decreasing Short		19,477	1.3753 GBP
1p ordinary		SWAP		Decreasing Short		25,754	1.3723 GBP
1p ordinary		CFD		Decreasing Short		26,971	1.3657 GBP
1p ordinary		SWAP		Decreasing Short		34,399	1.3773 GBP
1p ordinary		SWAP		Decreasing Short		61,442	1.3706 GBP
1p ordinary		SWAP		Decreasing Short		73,563	1.3737 GBP
1p ordinary		CFD		Decreasing Short		76,832	1.3766 GBP
1p ordinary		SWAP		Increasing Long		1,693	1.3798 GBP
1p ordinary		SWAP		Increasing Long		2,635	1.3700 GBP
1p ordinary		SWAP		Increasing Long		3,738	1.3820 GBP
1p ordinary		SWAP		Increasing Long		5,061	1.3774 GBP
1p ordinary		SWAP		Increasing Long		6,411	1.3686 GBP
1p ordinary		SWAP		Increasing Long		15,167	1.3680 GBP
1p ordinary		SWAP		Increasing Long		35,265	1.3800 GBP
1p ordinary		SWAP		Increasing Long		40,680	1.3693 GBP
1p ordinary		SWAP		Increasing Long		42,176	1.3800 GBP
1p ordinary		SWAP		Increasing Short		5,168	1.3727 GBP
1p ordinary		SWAP		Increasing Short		11,745	1.3721 GBP
1p ordinary		SWAP		Opening Long		85,309	1.3799 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				21 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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