Form 8.5 (EPT/NON-RI) LXi REIT plc

RNS Number : 0719R

Barclays PLC

01 July 2022

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				LXI REIT PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				LXi REIT plc
	principal trader is connected
(d)	Date position held/dealing undertaken:				30 June 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				SECURE INCOME REIT PLC
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			1p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		4,041,230	0.44%	5,666,300	0.62%
(2)	Cash-settled derivatives:
			6,971,099	0.76%	3,063,074	0.34%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		11,012,329	1.21%	8,729,374	0.96%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		410,144		1.4500 GBP	1.414 GBP
1p ordinary		Sale		3,170,079		1.4500 GBP	1.414 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		CFD		Decreasing Long		4,035	1.4188 GBP
1p ordinary		CFD		Decreasing Long		4,825	1.4171 GBP
1p ordinary		CFD		Decreasing Long		33,925	1.4403 GBP
1p ordinary		CFD		Decreasing Long		41,330	1.4221 GBP
1p ordinary		CFD		Decreasing Long		79,587	1.4500 GBP
1p ordinary		CFD		Decreasing Long		87,677	1.4500 GBP
1p ordinary		CFD		Decreasing Long		104,801	1.4241 GBP
1p ordinary		SWAP		Decreasing Short		599	1.4221 GBP
1p ordinary		SWAP		Decreasing Short		91,282	1.4208 GBP
1p ordinary		SWAP		Decreasing Short		223,000	1.4203 GBP
1p ordinary		SWAP		Increasing Long		52	1.4226 GBP
1p ordinary		SWAP		Increasing Long		1,972	1.4120 GBP
1p ordinary		SWAP		Increasing Long		2,329	1.4201 GBP
1p ordinary		SWAP		Increasing Long		2,554	1.4140 GBP
1p ordinary		SWAP		Increasing Long		2,696	1.4220 GBP
1p ordinary		SWAP		Increasing Long		2,852	1.4103 GBP
1p ordinary		SWAP		Increasing Long		4,325	1.4228 GBP
1p ordinary		SWAP		Increasing Long		6,398	1.4202 GBP
1p ordinary		SWAP		Increasing Long		16,119	1.4188 GBP
1p ordinary		SWAP		Increasing Long		16,821	1.4274 GBP
1p ordinary		SWAP		Increasing Long		17,126	1.4159 GBP
1p ordinary		SWAP		Increasing Long		19,483	1.4306 GBP
1p ordinary		SWAP		Increasing Long		23,280	1.4236 GBP
1p ordinary		SWAP		Increasing Long		25,241	1.4158 GBP
1p ordinary		SWAP		Increasing Long		26,336	1.4171 GBP
1p ordinary		SWAP		Increasing Long		26,395	1.4177 GBP
1p ordinary		SWAP		Increasing Long		28,334	1.4190 GBP
1p ordinary		SWAP		Increasing Long		43,202	1.4207 GBP
1p ordinary		SWAP		Increasing Long		71,196	1.4181 GBP
1p ordinary		SWAP		Increasing Long		71,937	1.4195 GBP
1p ordinary		SWAP		Increasing Long		118,719	1.4237 GBP
1p ordinary		SWAP		Increasing Long		123,088	1.4204 GBP
1p ordinary		SWAP		Increasing Long		140,254	1.4206 GBP
1p ordinary		SWAP		Increasing Long		170,430	1.4245 GBP
1p ordinary		SWAP		Increasing Long		227,916	1.4184 GBP
1p ordinary		SWAP		Increasing Short		782	1.4174 GBP
1p ordinary		SWAP		Increasing Short		1,374	1.4175 GBP
1p ordinary		SWAP		Increasing Short		4,557	1.4199 GBP
1p ordinary		SWAP		Increasing Short		65,356	1.4227 GBP
1p ordinary		SWAP		Opening Long		43,917	1.4239 GBP
1p ordinary		SWAP		Opening Long		123,088	1.4204 GBP
1p ordinary		SWAP		Opening Long		1,488,192	1.4240 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				1 Jul 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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