Form 8.5 (EPT/NON-RI) Shaftesbury plc

RNS Number : 3383W

Barclays PLC

17 August 2022

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				SHAFTESBURY PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				Capital & Counties Properties plc
	principal trader is connected
(d)	Date position held/dealing undertaken:				16 August 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				CAPITAL & COUNTIES PROPERTIES PLC
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			25p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,279,003	0.33%	1,645,164	0.43%
(2)	Cash-settled derivatives:
			2,044,485	0.53%	1,196,717	0.31%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		483526.55	0.13%	0	0.00%
	TOTAL:		3,807,015	0.99%	2,841,881	0.74%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
25p ordinary		Purchase		128,843		4.7622 GBP	4.6917 GBP
25p ordinary		Sale		117,932		4.7840 GBP	4.6919 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
25p ordinary		SWAP		Decreasing Long		1,074	4.7790 GBP
25p ordinary		SWAP		Decreasing Long		6,834	4.7462 GBP
25p ordinary		SWAP		Decreasing Long		7,742	4.6969 GBP
25p ordinary		SWAP		Decreasing Short		1,144	4.7823 GBP
25p ordinary		SWAP		Decreasing Short		1,307	4.6920 GBP
25p ordinary		CFD		Decreasing Short		1,793	4.7629 GBP
25p ordinary		CFD		Decreasing Short		3,155	4.6916 GBP
25p ordinary		SWAP		Decreasing Short		3,407	4.7209 GBP
25p ordinary		SWAP		Decreasing Short		3,845	4.7108 GBP
25p ordinary		SWAP		Decreasing Short		5,147	4.7126 GBP
25p ordinary		SWAP		Decreasing Short		9,433	4.7295 GBP
25p ordinary		SWAP		Increasing Short		101	4.7240 GBP
25p ordinary		SWAP		Increasing Short		314	4.7529 GBP
25p ordinary		SWAP		Increasing Short		390	4.6910 GBP
25p ordinary		SWAP		Increasing Short		590	4.7107 GBP
25p ordinary		SWAP		Increasing Short		830	4.6996 GBP
25p ordinary		SWAP		Increasing Short		5,486	4.6966 GBP
25p ordinary		SWAP		Increasing Short		11,224	4.6919 GBP
25p ordinary		SWAP		Increasing Short		12,354	4.7045 GBP
25p ordinary		SWAP		Opening Short		1	4.7324 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				17 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose				SHAFTESBURY PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
25p ordinary		Exchangeable Bond	Long	483526.55	n/a	n/a	30 Mar 2026
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

 

END

 

 

FEOEAEPXFENAEFA