Form 8.5 (EPT/NON-RI) Shaftesbury plc

RNS Number : 7027F

Barclays PLC

08 November 2022

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				SHAFTESBURY PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				Capital & Counties Properties plc
	principal trader is connected
(d)	Date position held/dealing undertaken:				07 November 2022
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				CAPITAL & COUNTIES PROPERTIES PLC
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			25p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,546,612	0.40%	1,258,380	0.33%
(2)	Cash-settled derivatives:
			741,615	0.19%	1,206,770	0.31%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		359191.15	0.09%	0	0.00%
	TOTAL:		2,647,418	0.69%	2,465,150	0.64%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
25p ordinary		Purchase		206,028		3.8311 GBP	3.7971 GBP
25p ordinary		Sale		247,933		3.8340 GBP	3.798 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
25p ordinary		SWAP		Decreasing Short		21	3.7959 GBP
25p ordinary		SWAP		Decreasing Short		509	3.8221 GBP
25p ordinary		SWAP		Decreasing Short		642	3.8109 GBP
25p ordinary		SWAP		Decreasing Short		996	3.8272 GBP
25p ordinary		SWAP		Decreasing Short		1,390	3.8300 GBP
25p ordinary		SWAP		Decreasing Short		1,916	3.8065 GBP
25p ordinary		SWAP		Decreasing Short		3,013	3.8156 GBP
25p ordinary		SWAP		Decreasing Short		4,529	3.8257 GBP
25p ordinary		SWAP		Decreasing Short		15,736	3.8300 GBP
25p ordinary		CFD		Increasing Long		14	3.8307 GBP
25p ordinary		CFD		Increasing Long		16,752	3.8296 GBP
25p ordinary		CFD		Increasing Long		20,249	3.8228 GBP
25p ordinary		SWAP		Increasing Short		21	3.7959 GBP
25p ordinary		SWAP		Increasing Short		200	3.8239 GBP
25p ordinary		SWAP		Increasing Short		900	3.7982 GBP
25p ordinary		SWAP		Increasing Short		1,148	3.8235 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				8 Nov 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose				SHAFTESBURY PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
25p ordinary		Exchangeable Bond	Long	359191.15	n/a	n/a	30 Mar 2026
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

 

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