FORM 8.5 (EPT/NON-RI) |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Name of exempt principal trader: |
|
BARCLAYS CAPITAL SECURITIES LTD |
||||
(b) |
Name of offeror/offeree in relation to whose |
VISTRY GROUP PLC |
|||||
|
relevant securities this form relates: |
||||||
(c) |
Name of the party to the offer with which exempt |
VISTRY GROUP PLC |
|||||
|
principal trader is connected |
|
|||||
(d) |
Date position held/dealing undertaken: |
07 October 2022 |
|||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|
|
|||
|
trader making disclosures in respect of any other party to the offer? |
COUNTRYSIDE PARTNERSHIPS PLC |
|||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||
Class of relevant security: |
50p ordinary |
|
|
||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
730,387 |
0.33% |
1,420,326 |
0.65% |
||
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
1,327,330 |
0.61% |
648,385 |
0.30% |
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
TOTAL: |
|
2,057,717 |
0.94% |
2,068,711 |
0.95% |
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
||||||
which subscription right exists |
|
||||||
Details, including nature of the rights |
|
||||||
concerned and relevant percentages: |
|||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
|
Purchase/sale |
|
Total number of |
|
Highest price per unit |
Lowest price per unit |
security |
|
|
|
securities |
|
paid/received |
paid/received |
50p ordinary |
Purchase |
83,012 |
5.7300 GBP |
5.62 GBP |
|||
50p ordinary |
Sale |
199,390 |
5.7300 GBP |
5.6038 GBP |
|||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
50p ordinary |
CFD |
Decreasing Long |
292 |
5.6200 GBP |
|||
50p ordinary |
CFD |
Decreasing Long |
2,268 |
5.6680 GBP |
|||
50p ordinary |
CFD |
Decreasing Long |
2,508 |
5.7257 GBP |
|||
50p ordinary |
CFD |
Decreasing Long |
2,560 |
5.6822 GBP |
|||
50p ordinary |
CFD |
Decreasing Long |
4,519 |
5.6204 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
2 |
5.7047 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
5 |
5.6498 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
7 |
5.6694 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
7 |
5.7120 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
38 |
5.7090 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
67 |
5.6039 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
382 |
5.6932 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
1,699 |
5.6514 GBP |
|||
50p ordinary |
SWAP |
Decreasing Short |
5,195 |
5.6198 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
457 |
5.6724 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
606 |
5.6863 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
1,454 |
5.6679 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
1,699 |
5.6514 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
3,140 |
5.6200 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
5,195 |
5.6198 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
6,665 |
5.6875 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
8,625 |
5.6674 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
20,790 |
5.6228 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
28,324 |
5.6347 GBP |
|||
50p ordinary |
SWAP |
Increasing Long |
42,613 |
5.6594 GBP |
|||
50p ordinary |
SWAP |
Increasing Short |
462 |
5.6780 GBP |
|||
50p ordinary |
SWAP |
Increasing Short |
3,239 |
5.6623 GBP |
|||
50p ordinary |
SWAP |
Opening Long |
31 |
5.7149 GBP |
|||
50p ordinary |
SWAP |
Opening Long |
111 |
5.7105 GBP |
|||
50p ordinary |
SWAP |
Opening Long |
1,729 |
5.6835 GBP |
|||
50p ordinary |
SWAP |
Opening Long |
15,417 |
5.6199 GBP |
|||
50p ordinary |
SWAP |
Opening Long |
32,397 |
5.6610 GBP |
|||
50p ordinary |
SWAP |
Opening Short |
49 |
5.7204 GBP |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|
||||
(i) |
Writing, selling, purchasing or varying |
|
|
|
|||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|
||||
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|
|
|||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the exempt principal trader making the disclosure and any other person relating to: |
|
||||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|
||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
10 Oct 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|