FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
VISTRY GROUP PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
VISTRY GROUP PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
11 October 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
COUNTRYSIDE PARTNERSHIPS PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
50p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
822,848 |
0.38% |
1,309,071 |
0.60% |
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(2) |
Cash-settled derivatives: |
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1,191,244 |
0.55% |
731,041 |
0.33% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,014,092 |
0.92% |
2,040,112 |
0.93% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
50p ordinary |
Purchase |
287,619 |
5.4500 GBP |
5.3555 GBP |
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50p ordinary |
Sale |
130,018 |
5.4488 GBP |
5.3598 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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50p ordinary |
SWAP |
Decreasing Long |
148 |
5.4300 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
152 |
5.4500 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
191 |
5.3969 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
330 |
5.4700 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
356 |
5.3775 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
751 |
5.4177 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
1,175 |
5.3849 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
1,229 |
5.3967 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
3,111 |
5.3985 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
3,343 |
5.4179 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
6,790 |
5.3957 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
13,244 |
5.3600 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
33,902 |
5.3757 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
40,149 |
5.4117 GBP |
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50p ordinary |
SWAP |
Decreasing Long |
43,461 |
5.3849 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
2 |
5.4394 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
4 |
5.4444 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
10 |
5.4171 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
27 |
5.4131 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
58 |
5.4067 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
65 |
5.3850 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
87 |
5.4487 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
122 |
5.4164 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
155 |
5.4142 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
167 |
5.4007 GBP |
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50p ordinary |
SWAP |
Decreasing Short |
6,419 |
5.3598 GBP |
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50p ordinary |
CFD |
Increasing Long |
1 |
5.3600 GBP |
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50p ordinary |
CFD |
Increasing Long |
22 |
5.4336 GBP |
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50p ordinary |
SWAP |
Increasing Long |
124 |
5.4405 GBP |
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50p ordinary |
SWAP |
Increasing Long |
140 |
5.3755 GBP |
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50p ordinary |
SWAP |
Increasing Long |
146 |
5.3555 GBP |
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50p ordinary |
SWAP |
Increasing Long |
184 |
5.4205 GBP |
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50p ordinary |
SWAP |
Increasing Long |
241 |
5.4115 GBP |
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50p ordinary |
CFD |
Increasing Long |
376 |
5.4350 GBP |
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50p ordinary |
SWAP |
Increasing Long |
411 |
5.4004 GBP |
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50p ordinary |
SWAP |
Increasing Long |
508 |
5.3873 GBP |
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50p ordinary |
SWAP |
Increasing Long |
672 |
5.4125 GBP |
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50p ordinary |
CFD |
Increasing Long |
869 |
5.4695 GBP |
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50p ordinary |
SWAP |
Increasing Long |
1,725 |
5.3887 GBP |
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50p ordinary |
CFD |
Increasing Long |
3,421 |
5.3600 GBP |
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50p ordinary |
CFD |
Increasing Long |
3,442 |
5.4056 GBP |
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50p ordinary |
SWAP |
Increasing Long |
4,312 |
5.3764 GBP |
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50p ordinary |
SWAP |
Increasing Long |
6,419 |
5.3598 GBP |
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50p ordinary |
CFD |
Increasing Long |
7,250 |
5.4033 GBP |
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50p ordinary |
SWAP |
Increasing Long |
12,705 |
5.3769 GBP |
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50p ordinary |
CFD |
Increasing Long |
15,300 |
5.3983 GBP |
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50p ordinary |
CFD |
Increasing Long |
16,298 |
5.4311 GBP |
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50p ordinary |
CFD |
Increasing Long |
18,641 |
5.3604 GBP |
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50p ordinary |
CFD |
Increasing Long |
26,547 |
5.4039 GBP |
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50p ordinary |
SWAP |
Increasing Short |
289 |
5.4126 GBP |
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50p ordinary |
SWAP |
Increasing Short |
688 |
5.4058 GBP |
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50p ordinary |
SWAP |
Increasing Short |
1,795 |
5.3513 GBP |
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50p ordinary |
SWAP |
Increasing Short |
2,967 |
5.3928 GBP |
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50p ordinary |
SWAP |
Increasing Short |
4,040 |
5.4191 GBP |
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50p ordinary |
SWAP |
Increasing Short |
12,000 |
5.3941 GBP |
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50p ordinary |
SWAP |
Increasing Short |
20,216 |
5.3689 GBP |
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50p ordinary |
SWAP |
Increasing Short |
29,984 |
5.4001 GBP |
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50p ordinary |
SWAP |
Opening Long |
6,636 |
5.3600 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
12 Oct 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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