FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
05 July 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
6,971,697 |
0.82% |
7,391,264 |
0.87% |
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(2) |
Cash-settled derivatives: |
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16,179,602 |
1.90% |
5,288,381 |
0.62% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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23,151,299 |
2.72% |
12,679,645 |
1.49% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
25p ordinary |
Purchase |
708,343 |
1.4060 GBP |
1.3725 GBP |
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25p ordinary |
Sale |
139,758 |
1.4128 GBP |
1.3725 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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25p ordinary |
SWAP |
Decreasing Long |
133 |
1.3950 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
948 |
27.6000 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,557 |
1.3752 GBP |
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25p ordinary |
CFD |
Decreasing Long |
2,640 |
1.3988 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
3,256 |
27.4184 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
3,792 |
27.6082 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
4,832 |
27.4043 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
4,845 |
1.3813 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
8,698 |
27.4100 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
12,632 |
27.2745 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
24,576 |
27.4173 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
34,792 |
27.3990 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
37,100 |
1.3788 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
56,708 |
27.4303 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
225,680 |
1.3853 GBP |
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25p ordinary |
CFD |
Decreasing Long |
226,832 |
27.4221 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
2,000 |
1.3928 GBP |
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25p ordinary |
CFD |
Decreasing Short |
2,640 |
1.3988 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
3,256 |
27.4184 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
3,792 |
27.6082 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
4,832 |
27.4043 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
7,641 |
1.4017 GBP |
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25p ordinary |
CFD |
Decreasing Short |
12,632 |
27.2745 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
24,576 |
27.4173 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
34,792 |
27.3990 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
37,100 |
1.3788 GBP |
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25p ordinary |
CFD |
Decreasing Short |
225,680 |
1.3853 GBP |
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25p ordinary |
CFD |
Decreasing Short |
226,832 |
27.4221 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
5,458 |
1.3861 GBP |
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25p ordinary |
SWAP |
Increasing Long |
15,093 |
1.3840 GBP |
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25p ordinary |
SWAP |
Increasing Long |
15,609 |
1.3910 GBP |
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25p ordinary |
SWAP |
Increasing Long |
18,570 |
1.3861 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,322 |
1.3858 GBP |
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25p ordinary |
SWAP |
Increasing Short |
2,430 |
1.3994 GBP |
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25p ordinary |
SWAP |
Increasing Short |
3,035 |
1.3912 GBP |
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25p ordinary |
SWAP |
Increasing Short |
4,299 |
1.3838 GBP |
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25p ordinary |
SWAP |
Increasing Short |
6,684 |
1.3812 GBP |
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25p ordinary |
SWAP |
Increasing Short |
7,641 |
1.4017 GBP |
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25p ordinary |
SWAP |
Increasing Short |
7,770 |
1.3841 GBP |
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25p ordinary |
SWAP |
Increasing Short |
10,497 |
1.3819 GBP |
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25p ordinary |
SWAP |
Increasing Short |
16,109 |
1.3821 GBP |
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25p ordinary |
SWAP |
Increasing Short |
56,504 |
1.3840 GBP |
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25p ordinary |
SWAP |
Increasing Short |
357,978 |
1.3747 GBP |
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25p ordinary |
CFD |
Opening Long |
2,640 |
1.3988 GBP |
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25p ordinary |
CFD |
Opening Long |
3,792 |
27.6082 ZAR |
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25p ordinary |
CFD |
Opening Long |
12,632 |
27.2745 ZAR |
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25p ordinary |
CFD |
Opening Long |
24,576 |
27.4173 ZAR |
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25p ordinary |
CFD |
Opening Long |
34,792 |
27.3990 ZAR |
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25p ordinary |
CFD |
Opening Long |
37,100 |
1.3788 GBP |
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25p ordinary |
CFD |
Opening Long |
225,680 |
1.3853 GBP |
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25p ordinary |
CFD |
Opening Long |
226,832 |
27.4221 ZAR |
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25p ordinary |
SWAP |
Opening Short |
65 |
1.3883 GBP |
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25p ordinary |
SWAP |
Opening Short |
95 |
1.3859 GBP |
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25p ordinary |
SWAP |
Opening Short |
248 |
1.3882 GBP |
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25p ordinary |
SWAP |
Opening Short |
267 |
1.3913 GBP |
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25p ordinary |
SWAP |
Opening Short |
360 |
1.3863 GBP |
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25p ordinary |
SWAP |
Opening Short |
412 |
1.3839 GBP |
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25p ordinary |
SWAP |
Opening Short |
871 |
1.3814 GBP |
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25p ordinary |
SWAP |
Opening Short |
998 |
1.3914 GBP |
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25p ordinary |
SWAP |
Opening Short |
1,009 |
1.3820 GBP |
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25p ordinary |
SWAP |
Opening Short |
1,081 |
1.3872 GBP |
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25p ordinary |
SWAP |
Opening Short |
1,322 |
1.3858 GBP |
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25p ordinary |
SWAP |
Opening Short |
1,342 |
1.3864 GBP |
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25p ordinary |
SWAP |
Opening Short |
1,402 |
1.3822 GBP |
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25p ordinary |
SWAP |
Opening Short |
2,100 |
1.3823 GBP |
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25p ordinary |
SWAP |
Opening Short |
2,430 |
1.3994 GBP |
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25p ordinary |
SWAP |
Opening Short |
2,522 |
1.3857 GBP |
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25p ordinary |
CFD |
Opening Short |
2,640 |
1.3988 GBP |
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25p ordinary |
CFD |
Opening Short |
3,792 |
27.6082 ZAR |
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25p ordinary |
SWAP |
Opening Short |
5,458 |
1.3861 GBP |
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25p ordinary |
SWAP |
Opening Short |
6,684 |
1.3812 GBP |
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25p ordinary |
SWAP |
Opening Short |
7,641 |
1.4017 GBP |
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25p ordinary |
SWAP |
Opening Short |
7,770 |
1.3841 GBP |
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25p ordinary |
CFD |
Opening Short |
12,632 |
27.2745 ZAR |
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25p ordinary |
SWAP |
Opening Short |
16,109 |
1.3821 GBP |
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25p ordinary |
CFD |
Opening Short |
24,576 |
27.4173 ZAR |
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25p ordinary |
SWAP |
Opening Short |
27,995 |
1.3873 GBP |
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25p ordinary |
SWAP |
Opening Short |
33,046 |
1.3862 GBP |
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25p ordinary |
CFD |
Opening Short |
34,792 |
27.3990 ZAR |
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25p ordinary |
CFD |
Opening Short |
37,100 |
1.3788 GBP |
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25p ordinary |
SWAP |
Opening Short |
56,504 |
1.3840 GBP |
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25p ordinary |
CFD |
Opening Short |
225,680 |
1.3853 GBP |
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25p ordinary |
CFD |
Opening Short |
226,832 |
27.4221 ZAR |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
6 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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