FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
13 May 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
4,119,014 |
0.48% |
5,828,352 |
0.68% |
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(2) |
Cash-settled derivatives: |
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22,805,269 |
2.68% |
3,208,238 |
0.38% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
26,924,283 |
3.16% |
9,036,590 |
1.06% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
25p ordinary |
Purchase |
655,288 |
1.6250 GBP |
1.6023 GBP |
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25p ordinary |
Sale |
857,750 |
1.6250 GBP |
1.5959 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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25p ordinary |
SWAP |
Decreasing Long |
92 |
1.5959 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
2,536 |
1.6111 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
3,906 |
1.6206 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
14,121 |
1.6250 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
14,152 |
1.6047 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
14,272 |
1.6034 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
59,281 |
1.6088 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
3,982 |
1.6020 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
4,369 |
1.5999 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
7,878 |
1.6159 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
40,430 |
1.6202 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
54,629 |
1.6011 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
103,285 |
1.6185 GBP |
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25p ordinary |
SWAP |
Increasing Long |
1,973 |
31.6440 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
3,136 |
31.2000 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
3,546 |
31.9800 ZAR |
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25p ordinary |
CFD |
Increasing Long |
3,752 |
31.3768 ZAR |
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25p ordinary |
CFD |
Increasing Long |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Increasing Long |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Increasing Long |
7,288 |
31.5195 ZAR |
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25p ordinary |
CFD |
Increasing Long |
7,912 |
31.7607 ZAR |
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25p ordinary |
CFD |
Increasing Long |
14,624 |
31.1387 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
17,187 |
31.6598 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
19,293 |
31.6887 ZAR |
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25p ordinary |
CFD |
Increasing Long |
22,056 |
31.9672 ZAR |
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25p ordinary |
CFD |
Increasing Long |
58,468 |
1.6150 GBP |
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25p ordinary |
CFD |
Increasing Long |
77,172 |
31.6792 ZAR |
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25p ordinary |
CFD |
Increasing Long |
84,280 |
31.6227 ZAR |
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25p ordinary |
CFD |
Increasing Long |
96,424 |
1.6080 GBP |
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25p ordinary |
CFD |
Increasing Long |
97,764 |
1.6243 GBP |
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25p ordinary |
SWAP |
Increasing Long |
183,664 |
31.5834 ZAR |
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25p ordinary |
CFD |
Increasing Long |
207,192 |
1.6250 GBP |
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25p ordinary |
CFD |
Increasing Long |
259,252 |
1.6110 GBP |
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25p ordinary |
CFD |
Increasing Long |
715,956 |
1.6040 GBP |
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25p ordinary |
CFD |
Increasing Long |
734,656 |
31.5929 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
500 |
1.6080 GBP |
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25p ordinary |
SWAP |
Increasing Short |
511 |
1.6040 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,022 |
1.6040 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,973 |
31.6440 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
3,136 |
31.2000 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
3,322 |
1.6066 GBP |
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25p ordinary |
CFD |
Increasing Short |
3,752 |
31.3768 ZAR |
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25p ordinary |
CFD |
Increasing Short |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Increasing Short |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Increasing Short |
7,288 |
31.5195 ZAR |
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25p ordinary |
CFD |
Increasing Short |
7,912 |
31.7607 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
9,060 |
31.9800 ZAR |
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25p ordinary |
CFD |
Increasing Short |
14,624 |
31.1387 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
17,187 |
31.6598 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
19,720 |
1.6075 GBP |
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25p ordinary |
CFD |
Increasing Short |
22,056 |
31.9672 ZAR |
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25p ordinary |
CFD |
Increasing Short |
58,468 |
1.6150 GBP |
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25p ordinary |
CFD |
Increasing Short |
77,172 |
31.6792 ZAR |
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25p ordinary |
CFD |
Increasing Short |
84,280 |
31.6227 ZAR |
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25p ordinary |
CFD |
Increasing Short |
96,424 |
1.6080 GBP |
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25p ordinary |
CFD |
Increasing Short |
97,764 |
1.6243 GBP |
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25p ordinary |
CFD |
Increasing Short |
207,192 |
1.6250 GBP |
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25p ordinary |
CFD |
Increasing Short |
259,252 |
1.6110 GBP |
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25p ordinary |
CFD |
Increasing Short |
715,956 |
1.6040 GBP |
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25p ordinary |
CFD |
Increasing Short |
734,656 |
31.5929 ZAR |
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25p ordinary |
CFD |
Opening Long |
3,752 |
31.3768 ZAR |
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25p ordinary |
CFD |
Opening Long |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Opening Long |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Opening Long |
7,288 |
31.5195 ZAR |
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25p ordinary |
CFD |
Opening Long |
7,912 |
31.7607 ZAR |
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25p ordinary |
CFD |
Opening Long |
14,624 |
31.1387 ZAR |
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25p ordinary |
CFD |
Opening Long |
22,056 |
31.9672 ZAR |
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25p ordinary |
CFD |
Opening Long |
58,468 |
1.6150 GBP |
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25p ordinary |
CFD |
Opening Long |
77,172 |
31.6792 ZAR |
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25p ordinary |
CFD |
Opening Long |
84,280 |
31.6227 ZAR |
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25p ordinary |
CFD |
Opening Long |
96,424 |
1.6080 GBP |
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25p ordinary |
CFD |
Opening Long |
97,764 |
1.6243 GBP |
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25p ordinary |
CFD |
Opening Long |
207,192 |
1.6250 GBP |
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25p ordinary |
CFD |
Opening Long |
259,252 |
1.6110 GBP |
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25p ordinary |
CFD |
Opening Long |
715,956 |
1.6040 GBP |
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25p ordinary |
CFD |
Opening Long |
734,656 |
31.5929 ZAR |
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25p ordinary |
CFD |
Opening Short |
3,752 |
31.3768 ZAR |
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25p ordinary |
CFD |
Opening Short |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Opening Short |
3,932 |
31.9800 ZAR |
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25p ordinary |
CFD |
Opening Short |
7,288 |
31.5195 ZAR |
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25p ordinary |
CFD |
Opening Short |
7,912 |
31.7607 ZAR |
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25p ordinary |
CFD |
Opening Short |
14,624 |
31.1387 ZAR |
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25p ordinary |
CFD |
Opening Short |
22,056 |
31.9672 ZAR |
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25p ordinary |
CFD |
Opening Short |
58,468 |
1.6150 GBP |
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25p ordinary |
CFD |
Opening Short |
77,172 |
31.6792 ZAR |
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25p ordinary |
CFD |
Opening Short |
84,280 |
31.6227 ZAR |
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25p ordinary |
CFD |
Opening Short |
96,424 |
1.6080 GBP |
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25p ordinary |
CFD |
Opening Short |
97,764 |
1.6243 GBP |
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25p ordinary |
CFD |
Opening Short |
207,192 |
1.6250 GBP |
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25p ordinary |
CFD |
Opening Short |
259,252 |
1.6110 GBP |
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25p ordinary |
CFD |
Opening Short |
715,956 |
1.6040 GBP |
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25p ordinary |
CFD |
Opening Short |
734,656 |
31.5929 ZAR |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
16 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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