FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
10 August 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
9,050,259 |
1.06% |
6,057,295 |
0.71% |
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(2) |
Cash-settled derivatives: |
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7,414,898 |
0.87% |
8,006,514 |
0.94% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
16,465,157 |
1.93% |
14,063,809 |
1.65% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
security |
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securities |
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paid/received |
paid/received |
25p ordinary |
Purchase |
408,056 |
1.4300 GBP |
1.414 GBP |
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25p ordinary |
Sale |
67,445 |
1.4302 GBP |
1.4164 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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25p ordinary |
SWAP |
Decreasing Long |
2 |
1.4180 GBP |
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25p ordinary |
CFD |
Decreasing Long |
36 |
1.4288 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
67 |
28.3570 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
114 |
28.3000 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
184 |
1.4289 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
238 |
28.3567 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
442 |
28.5100 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
447 |
28.4700 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,044 |
28.2678 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,405 |
28.3565 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
2,360 |
1.4148 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
2,497 |
28.3100 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
3,660 |
28.3566 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
4,176 |
28.2763 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
4,880 |
1.4171 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
6,822 |
28.3753 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
8,000 |
1.4140 GBP |
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25p ordinary |
CFD |
Decreasing Long |
14,932 |
28.8480 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
22,935 |
1.4290 GBP |
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25p ordinary |
CFD |
Decreasing Long |
23,532 |
1.4337 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
29,390 |
28.5185 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
52,008 |
28.4493 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
56,508 |
1.4259 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
67,663 |
1.4296 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
114,264 |
1.4294 GBP |
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25p ordinary |
CFD |
Decreasing Long |
114,836 |
1.4232 GBP |
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25p ordinary |
CFD |
Decreasing Long |
117,560 |
28.5099 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
153,056 |
1.4291 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
3 |
1.4200 GBP |
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25p ordinary |
CFD |
Decreasing Short |
36 |
1.4288 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
67 |
28.3570 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
114 |
28.3000 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
184 |
1.4289 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
238 |
28.3567 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
442 |
28.5100 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
447 |
28.4700 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
1,405 |
28.3565 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
2,360 |
1.4148 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,497 |
28.3100 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
3,660 |
28.3566 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
4,176 |
28.2763 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
6,822 |
28.3753 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
14,932 |
28.8480 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
23,532 |
1.4337 GBP |
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25p ordinary |
CFD |
Decreasing Short |
52,008 |
28.4493 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
56,508 |
1.4259 GBP |
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25p ordinary |
CFD |
Decreasing Short |
114,836 |
1.4232 GBP |
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25p ordinary |
CFD |
Decreasing Short |
117,560 |
28.5099 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
153,056 |
1.4291 GBP |
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25p ordinary |
SWAP |
Increasing Short |
400 |
1.4149 GBP |
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25p ordinary |
SWAP |
Increasing Short |
677 |
1.4150 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,250 |
1.4281 GBP |
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25p ordinary |
SWAP |
Increasing Short |
80,555 |
1.4278 GBP |
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25p ordinary |
CFD |
Opening Long |
36 |
1.4288 GBP |
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25p ordinary |
CFD |
Opening Long |
184 |
1.4289 GBP |
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25p ordinary |
CFD |
Opening Long |
2,360 |
1.4148 GBP |
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25p ordinary |
CFD |
Opening Long |
4,176 |
28.2763 ZAR |
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25p ordinary |
CFD |
Opening Long |
14,932 |
28.8480 ZAR |
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25p ordinary |
CFD |
Opening Long |
23,532 |
1.4337 GBP |
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25p ordinary |
CFD |
Opening Long |
52,008 |
28.4493 ZAR |
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25p ordinary |
CFD |
Opening Long |
56,508 |
1.4259 GBP |
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25p ordinary |
CFD |
Opening Long |
114,836 |
1.4232 GBP |
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25p ordinary |
CFD |
Opening Long |
117,560 |
28.5099 ZAR |
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25p ordinary |
CFD |
Opening Long |
153,056 |
1.4291 GBP |
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25p ordinary |
CFD |
Opening Short |
36 |
1.4288 GBP |
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25p ordinary |
CFD |
Opening Short |
184 |
1.4289 GBP |
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25p ordinary |
CFD |
Opening Short |
2,360 |
1.4148 GBP |
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25p ordinary |
CFD |
Opening Short |
4,176 |
28.2763 ZAR |
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25p ordinary |
CFD |
Opening Short |
14,932 |
28.8480 ZAR |
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25p ordinary |
CFD |
Opening Short |
23,532 |
1.4337 GBP |
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25p ordinary |
CFD |
Opening Short |
52,008 |
28.4493 ZAR |
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25p ordinary |
CFD |
Opening Short |
56,508 |
1.4259 GBP |
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25p ordinary |
CFD |
Opening Short |
114,836 |
1.4232 GBP |
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25p ordinary |
CFD |
Opening Short |
117,560 |
28.5099 ZAR |
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25p ordinary |
CFD |
Opening Short |
153,056 |
1.4291 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
11 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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