FORM 8.5 (EPT/NON-RI) |
|
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|
|||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|
|||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|
|||||||
Rule 8.5 of the Takeover Code (the "Code") |
|
|||||||
1. |
KEY INFORMATION |
|||||||
(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
||||||
(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
||||||
|
relevant securities this form relates: |
|||||||
(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
||||||
|
principal trader is connected |
|
||||||
(d) |
Date position held/dealing undertaken: |
19 August 2022 |
||||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|
|
||||
|
trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
|
|||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
|||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
|
|
|
||
Class of relevant security: |
25p ordinary |
|
|
|||||
|
Interests |
Short Positions |
||||||
|
Number |
(%) |
Number |
(%) |
||||
(1) |
Relevant securities owned |
|
|
|
|
|||
|
and/or controlled: |
8,598,698 |
1.01% |
4,576,924 |
0.54% |
|||
|
|
|
|
|
|
|
||
(2) |
Cash-settled derivatives: |
|
|
|
|
|||
|
|
|
4,251,182 |
0.50% |
7,326,736 |
0.86% |
||
|
|
|
|
|
|
|
||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|||
|
TOTAL: |
|
12,849,880 |
1.51% |
11,903,660 |
1.40% |
||
|
|
|
|
|
|
|
||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|||||||
|
options) |
|
|
|
|
|
|
|
Class of relevant security in relation to |
|
|||||||
which subscription right exists |
||||||||
Details, including nature of the rights |
|
|||||||
concerned and relevant percentages: |
||||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|||
Class of relevant |
|
Purchase/sale |
|
Total number of |
|
Highest price per unit |
Lowest price per unit |
security |
|
|
|
securities |
|
paid/received |
paid/received |
25p ordinary |
Purchase |
529,165 |
1.3405 GBP |
1.3079 GBP |
|||
25p ordinary |
Sale |
181,823 |
1.3430 GBP |
1.308 GBP |
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
25p ordinary |
CFD |
Decreasing Long |
760 |
26.5143 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
2,204 |
1.3080 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
3,820 |
1.3167 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
5,000 |
26.6900 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
7,000 |
1.3243 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
7,536 |
1.3079 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
9,836 |
27.0311 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
13,668 |
1.3334 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
14,000 |
1.3158 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
18,576 |
26.5405 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
19,156 |
1.3276 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
20,000 |
26.6980 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
38,976 |
1.3154 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
58,688 |
26.5005 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
61,344 |
1.3187 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
62,658 |
1.3180 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
79,632 |
1.3079 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
93,876 |
1.3348 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
117,133 |
1.3177 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
180,861 |
26.8180 ZAR |
|||
25p ordinary |
CFD |
Decreasing Long |
247,580 |
1.3081 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
721,400 |
1.3322 GBP |
|||
25p ordinary |
CFD |
Decreasing Long |
723,444 |
26.8099 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
760 |
26.5143 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
2,000 |
1.3156 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
2,204 |
1.3080 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
3,250 |
1.3255 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
7,536 |
1.3079 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
14,000 |
1.3158 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
18,576 |
26.5405 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
19,156 |
1.3276 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
20,000 |
26.6980 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
38,976 |
1.3154 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
58,688 |
26.5005 ZAR |
|||
25p ordinary |
CFD |
Decreasing Short |
61,344 |
1.3187 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
79,632 |
1.3079 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
93,876 |
1.3348 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
247,580 |
1.3081 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
721,400 |
1.3322 GBP |
|||
25p ordinary |
CFD |
Decreasing Short |
723,444 |
26.8099 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
140 |
26.8900 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
1,316 |
26.4980 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
15,449 |
26.4900 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
140 |
26.8900 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
777 |
26.4900 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
1,316 |
26.4980 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
9,836 |
27.0311 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
25,498 |
1.3144 GBP |
|||
25p ordinary |
CFD |
Opening Long |
760 |
26.5143 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
2,204 |
1.3080 GBP |
|||
25p ordinary |
CFD |
Opening Long |
7,536 |
1.3079 GBP |
|||
25p ordinary |
CFD |
Opening Long |
14,000 |
1.3158 GBP |
|||
25p ordinary |
CFD |
Opening Long |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
18,576 |
26.5405 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
19,156 |
1.3276 GBP |
|||
25p ordinary |
CFD |
Opening Long |
20,000 |
26.6980 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
38,976 |
1.3154 GBP |
|||
25p ordinary |
CFD |
Opening Long |
58,688 |
26.5005 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
61,344 |
1.3187 GBP |
|||
25p ordinary |
CFD |
Opening Long |
79,632 |
1.3079 GBP |
|||
25p ordinary |
CFD |
Opening Long |
93,876 |
1.3348 GBP |
|||
25p ordinary |
CFD |
Opening Long |
247,580 |
1.3081 GBP |
|||
25p ordinary |
CFD |
Opening Long |
721,400 |
1.3322 GBP |
|||
25p ordinary |
CFD |
Opening Long |
723,444 |
26.8099 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
760 |
26.5143 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
2,204 |
1.3080 GBP |
|||
25p ordinary |
CFD |
Opening Short |
7,536 |
1.3079 GBP |
|||
25p ordinary |
CFD |
Opening Short |
14,000 |
1.3158 GBP |
|||
25p ordinary |
CFD |
Opening Short |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
15,628 |
26.4900 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
18,576 |
26.5405 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
19,156 |
1.3276 GBP |
|||
25p ordinary |
CFD |
Opening Short |
20,000 |
26.6980 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
38,976 |
1.3154 GBP |
|||
25p ordinary |
CFD |
Opening Short |
58,688 |
26.5005 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
61,344 |
1.3187 GBP |
|||
25p ordinary |
CFD |
Opening Short |
79,632 |
1.3079 GBP |
|||
25p ordinary |
CFD |
Opening Short |
93,876 |
1.3348 GBP |
|||
25p ordinary |
CFD |
Opening Short |
247,580 |
1.3081 GBP |
|||
25p ordinary |
CFD |
Opening Short |
721,400 |
1.3322 GBP |
|||
25p ordinary |
CFD |
Opening Short |
723,444 |
26.8099 ZAR |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the exempt principal trader making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
22 Aug 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|