FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
(d) |
Date position held/dealing undertaken: |
26 Jan 2023 |
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
9,473,874 |
1.11% |
7,342,612 |
0.86% |
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(2) Cash-settled derivatives: |
7,459,050 |
0.88% |
8,092,503 |
0.95% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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16,932,924 |
1.99% |
15,435,115 |
1.81% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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25p ordinary |
Purchase |
435430 |
1.1430 GBP |
1.1250 GBP |
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25p ordinary |
Sale |
427249 |
1.1430 GBP |
1.1229 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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25p ordinary |
SWAP |
Decreasing Long |
216 |
1.1260 GBP |
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25p ordinary |
CFD |
Decreasing Long |
277 |
1.1410 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
3,270 |
24.1747 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
22,024 |
1.1406 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
22,718 |
24.1908 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
44,918 |
1.1355 GBP |
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25p ordinary |
CFD |
Decreasing Long |
57,281 |
1.1260 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
114,831 |
1.1270 GBP |
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25p ordinary |
CFD |
Decreasing Short |
195 |
24.1303 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
646 |
1.1388 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
711 |
1.1322 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,222 |
1.1347 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,603 |
1.1323 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
1,603 |
1.1229 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,153 |
1.1376 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,176 |
1.1263 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,502 |
1.1308 GBP |
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25p ordinary |
CFD |
Decreasing Short |
3,270 |
24.1681 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
3,903 |
1.1380 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
4,061 |
1.1363 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
4,550 |
1.1259 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
6,000 |
1.1424 GBP |
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25p ordinary |
CFD |
Decreasing Short |
22,718 |
24.1836 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
32,360 |
1.1340 GBP |
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25p ordinary |
CFD |
Increasing Long |
7,532 |
1.1420 GBP |
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25p ordinary |
SWAP |
Increasing Long |
8,000 |
24.1875 ZAR |
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25p ordinary |
SWAP |
Increasing Long |
9,321 |
23.6100 ZAR |
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25p ordinary |
CFD |
Increasing Long |
12,662 |
1.1315 GBP |
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25p ordinary |
CFD |
Increasing Long |
13,980 |
1.1378 GBP |
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25p ordinary |
SWAP |
Increasing Long |
36,987 |
1.1387 GBP |
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25p ordinary |
CFD |
Increasing Long |
98,379 |
1.1383 GBP |
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25p ordinary |
CFD |
Increasing Short |
4,244 |
23.6164 ZAR |
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25p ordinary |
CFD |
Increasing Short |
5,077 |
23.6194 ZAR |
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25p ordinary |
CFD |
Increasing Short |
8,000 |
24.1947 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
26,500 |
1.1358 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
27 Jan 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |